Securities / Derivatives

    Securities / Derivatives

    SEBI Proposes Changes to IPO Framework to Boost Institutional Interest

    By Nithya Subramanian | 01/08/2025

    SEBI proposed to increase the number of anchor investors for large IPOs, including insurance and pension funds, and reduce the retail portion.

    Securities / Derivatives

    Korea to Raise Corporate, Investor Taxes in Major Policy Shift

    By Manesh Samtani | 01/08/2025

    The plan reverses a prior corporate tax cut and introduces a capital gains tax for retail investors, aiming to boost revenue and address fiscal deficits.

    Securities / Derivatives

    SEBI Extends Deadline for Compliance with New Algo Trading Rules

    By Nithya Subramanian | 01/08/2025

    Brokers and market participants have been given a two-month extension to comply with the new framework.

    Securities / Derivatives

    India Includes FPIs and OTC Derivatives under IFSC Tax Exemptions

    By Nithya Subramanian | 01/08/2025

    These amendments aim to align tax provisions with current financial instruments and investor categories.

    Securities / Derivatives

    ISDA to Launch New Governance Committee to Govern DCs

    By Nithya Subramanian | 01/08/2025

    The new body will oversee rules for the committees that rule on credit events but will be strictly firewalled from the decision-making process itself.

    Securities / Derivatives

    India Expands Jane Street Probe to Include Local Partner Nuvama

    By Editors | 01/08/2025

    The 'survey' at Nuvama Wealth Management's offices is linked to its role as a trading partner for Jane Street, which has been under regulatory scrutiny.

    Securities / Derivatives

    BSP Launches Open Finance Pilot to Boost Retirement Funds

    By Editors | 01/08/2025

    The BSP has partnered with financial firms on a new framework to simplify access to voluntary retirement accounts.

    Crypto / Digital Assets

    Hong Kong Confirms Plans to Expand Family Office Tax Breaks

    By Manesh Samtani | 01/08/2025

    The expanded tax breaks will cover transactions in digital assets, emission derivatives/allowances, insurance-linked securities, loans, and private credit investments.

    Enforcement

    Bangladesh: BSEC Bans Former Chairman for Life Over Bond Scams

    By Editors | 31/07/2025

    The BSEC has also imposed multi-million dollar fines and sanctioned its own former leadership in a landmark enforcement action targeting market manipulation.

    ESG / Sustainability

    GIFT City Regulator Issues New Framework for Transition Bonds

    By Nithya Subramanian | 31/07/2025

    Issuers must ensure that transition bond proceeds are used exclusively for projects are aligned with international taxonomies and climate transition pathways.

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