Securities / Derivatives

    Securities / Derivatives

    SEBI Consults on Ending Physical Annual Reports for Debt Issuers

    By Nithya Subramanian | 28/07/2025

    The proposed move aims to align rules for non-convertible securities with those for equities, resulting in ease of doing business and cost savings.

    Securities / Derivatives

    Dalian Exchange Approved to Launch First Monthly Average Price Futures

    By Editors | 28/07/2025

    The new cash-settled contracts for key plastics aim to provide more precise hedging tools for a widely used industry pricing method.

    Market Infrastructure

    Cboe Targets ASX's Business Model in Call for Market Reforms

    By Sanday Chongo Kabange | 28/07/2025

    Cboe has urged ASIC to review the ASX's dominance and introduce reforms to boost competition in trading, clearing, and settlement.

    Enforcement

    Two Former Execs Arrested in Hong Kong for Manipulation, Corruption

    By Sanday Chongo Kabange | 28/07/2025

    A former executive director of an SFC-licensed brokerage firm is suspected of accepting advantages from a listed company's former chairman.

    Securities / Derivatives

    South Korea Considers New Rules for Asset Valuation Firms

    By Mark Johnston | 28/07/2025

    Financial authorities are exploring binding regulations for external evaluators to curb accounting fraud, but face industry concerns over the potential burden.

    Securities / Derivatives

    FSA Updates Guidance for Foreign Asset Managers Entering Japan

    By Nithya Subramanian | 28/07/2025

    The updated guidance details relaxed capital and personnel rules to attract more investment firms to boost its asset management sector.

    Enforcement

    Korea's New Stock Manipulation Task Force Launches This Week

    By Mark Johnston | 28/07/2025

    The multi-agency unit will start under an acting chief after its designated head retired, raising concerns about its initial effectiveness.

    Securities / Derivatives

    Philippines SEC Slashes Fees, Streamlines Approvals to Boost Listings

    By Sanday Chongo Kabange | 28/07/2025

    The SEC aims to increase market participation by cutting registration fees by 30 percent and enforcing a strict 45-day review timeline.

    Enforcement

    China's NAFMII Expands Bond Underwriting Probe to Guangfa Bank

    By Mark Johnston | 28/07/2025

    An investigation that began with six underwriters over low fees for a capital bond issuance has now been extended to the bank itself.

    Securities / Derivatives

    Taiwan Adds Four CME Contracts to Eligible Foreign Derivatives List

    By Editors | 28/07/2025

    The move grants Taiwanese traders access to new futures and options on equity sectors, interest rates, and precious metals, effective immediately.

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