Securities / Derivatives

    Securities / Derivatives

    BSEC Extends Deadline for Brokerages to Install Tamper-Proof Software

    By Nithya Subramanian | 10/07/2025

    Brokerages will have to complete implementation by 31 August, as BSEC makes it clear that there will be no further extension.

    Securities / Derivatives

    Korea to Mandate Governance Reports for All KOSPI Firms from 2026

    By Manesh Samtani | 10/07/2025

    The move expands a 'comply or explain' disclosure requirement from large-cap firms to all companies listed on the main board, aiming to boost transparency.

    Securities / Derivatives

    ASX Faces Investor Split Over Dual-Class Share Proposal

    By Thisanka Siripala | 10/07/2025

    Australia’s largest investors express mixed views as ASX seeks reforms to attract listings and compete with global markets.

    Securities / Derivatives

    RBI Consults on Novation Framework for OTC Derivatives

    By Nithya Subramanian | 10/07/2025

    The new framework aims to standardise practices, strengthen risk management, and enhance transparency in the OTC derivatives market.

    Securities / Derivatives

    Korea Proposes Dividend Tax Overhaul to Boost Payouts

    By Editors | 10/07/2025

    The proposed reform would offer a lower, separate tax rate for dividends from companies with high payout ratios, aiming to tackle the "Korea discount".

    ESG / Sustainability

    Japan Retail Investors Cite Lack of Know-How as Key ESG Barrier

    By Thisanka Siripala | 10/07/2025

    A government-backed report points to need for better information, education and standardisation in ESG investing.

    Securities / Derivatives

    FSB Finalises Toolkit to Curb Non-Bank Leverage Risks

    By Manesh Samtani | 10/07/2025

    The FSB has issued new recommendations for authorities to monitor and control leverage in the growing non-bank sector.

    Enforcement

    Korea to Launch AI-Powered ‘One-Strike-Out’ System for Unfair Trading

    By Manesh Samtani | 10/07/2025

    A new joint task force will use individual-based surveillance and AI to freeze accounts, impose heavy fines, and ban manipulators from the market.

    AML / KYC

    Japan FSA Publishes H1 Data on Online Brokerage Fraud

    By Editors | 09/07/2025

    Data from the FSA reveals that the unauthorised stock sales peaked in May, but the trend reversed sharply in June following widespread warnings.

    Securities / Derivatives

    Dalian Exchange Launches Benzene Futures and Options

    By Editors | 09/07/2025

    The new derivatives aim to provide risk management tools for the world's largest aromatics producer and enhance China's pricing influence.

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