Securities & Trading
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Australia to Liberalise Exchange Ownership Rules
Samuel Riding, Regulation Asia March 30, 2016Treasury also backs proposal to allow competition in equities clearing.
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India Extends Cyber Security Provisions to Commodity Exchanges
Samuel Riding, Regulation Asia March 30, 2016SEBI says frameworks should ensure exchanges' ability to undertake systemically critical functions.
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SEBI Unifies Commodity/Equity Client Code Rules
Samuel Riding, Regulation Asia March 30, 2016Commodity exchanges asked to comply with client code modification rule from April 29.
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BCBS Moots Restrictions on Internal Capital Models
Samuel Riding, Regulation Asia March 28, 2016Consultation suggests measures will address ‘excessive variability’ in capital requirements
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Australia Set to Bring Bitcoin Under AML/CTF Law
Samuel Riding, Regulation Asia March 22, 2016Government’s recommends virtual currency be recognised as money under tax legislation.
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CBRC Warns on Lending to Industries with Overcapacity
Editors, Regulation Asia March 14, 2016China banking regulator warns lenders about risks of exposure to borrowers with industrial overcapacity
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Equity Swaps to Ease Chinese Banks Bad Debt Burden
Editors, Regulation Asia March 11, 2016Forthcoming regulation will allow NPL to be converted into stakes in firms to free up cash for investment.
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SFC to Propose ‘See-through’ Investor Identification
Samuel Riding, Regulation Asia March 11, 2016System would allow regulator to see beyond broker transactions to identify instructing investors.
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Details of China’s New Interbank Bond Regime Expected this Month
Samuel Riding, Regulation Asia March 9, 2016Foreign investors will have no quotas so long as they are on-boarded and have applications filed by agent banks.
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SFC Cuts Retail Investors from Ownership Principles
Samuel Riding, Regulation Asia March 8, 2016Only minor changes made to best-practice guidelines after public consultation.
