Securities / Derivatives

Enforcement

FSS Korea Refers ‘Finfluencer’ Unfair Trading Case for Prosecution

By Nithya Subramanian | 06/03/2025

The finfluencer pre-purchased shares and sold them at inflated prices after issuing “buy” recommendations on a popular Telegram channel.

Securities / Derivatives

HKEX, CMU OmniClear Partner to Bolster Market Infrastructure

By Sanday Chongo Kabange | 05/03/2025

HKEX and CMU OmniClear will work to establish infrastructure in Asia that could rival Euroclear and Clearstream.

Market Infrastructure

NZX Set to Introduce Third-Party Clearing in Derivatives Market

By Thisanka Siripala | 05/03/2025

Clearing Participants will be able to clear and settle trades on behalf of other trading firms, allowing greater flexibility in the derivatives market.

Capital / Liquidity

India: IFSCA Eases Rules for Fund Managers in GIFT City

By Nithya Subramanian | 05/03/2025

The changes aim to reduce the compliance burden and increase flexibility for fund managers, while boosting investor confidence in GIFT City’s financial ecosystem.

Securities / Derivatives

China Tightens Scrutiny on Offshore Listings, Use of Proceeds

By Mark Johnston | 05/03/2025

Chinese firms need approval to deploy proceeds from Hong Kong share sales overseas. Small cap listings in New York are also facing scrutiny.

Market Infrastructure

Australia Publishes Response to Clearing and Settlement Inquiry

By Sanday Chongo Kabange | 04/03/2025

The government already actioned two recommendations from the parliamentary inquiry, which focused on competition in clearing and settlement and the ASX CHESS replacement project.

Securities / Derivatives

SEBI Sets Strict Timelines for New Fund Offers

By Nithya Subramanian | 04/03/2025

AMCs will need to deploy funds within 30 business days. Investment committees can extend this once, with reasons documented and monitored by trustees.

Securities / Derivatives

South Korea Launches ATS to Compete with KRX

By Manesh Samtani | 04/03/2025

The new ATS, known as Nextrade, runs from 8am to 8pm, compared to 9am to 3.30pm at KRX, and offers lower transaction fees by 20-40 percent.

Enforcement

UPDATED: Mumbai Court Orders Probe Against Ex-SEBI Chief, 5 Other Officials

By Nithya Subramanian | 04/03/2025

The court ruled there is sufficient prima facie evidence of regulatory lapses and collusion, warranting a “fair and impartial investigation.”.