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Enforcement
Korea FSS Reveals Results of Probe into Shinhan Trading Losses
By Mark Johnston | 10/02/2025
Shinhan Investment Corp, when acting as an ETF liquidity provider, engaged in speculative futures trading and lost KRW 130 billion.

Crypto / Digital Assets
GDF-FIX Alliance Creates Bridge to Tokenised Assets
By Thisanka Siripala | 10/02/2025
GDF and FIX members have demonstrated the ability to connect to blockchain-based assets using FIX-based TradFi platforms.

Securities / Derivatives
FSC Korea Grants Final Approval for ATS Launch on 4 March
By Manesh Samtani | 10/02/2025
The FSC said the ATS launch will bring about extended trading hours, more diverse order types, and lower transaction costs for investors.

Fintech / Regtech
SEBI Allows Brokers to Offer Algo Trading to Retail Investors
By Nithya Subramanian | 07/02/2025
Brokers must obtain stock exchange approval for each algorithm, and any subsequent modification, to offer it to retail investors.

Securities / Derivatives
SFC Directs Brokers to Address Cybersecurity Vulnerabilities
By Manesh Samtani | 07/02/2025
The SFC has set out expected standards after a review of cybersecurity breach incidents found several vulnerabilities at brokers

Securities / Derivatives
India to Introduce New Tax Incentives to Boost GIFT City
By Nithya Subramanian | 06/02/2025
The government aims to make it easier for offshore funds including ETFs to establish operations in GIFT City.

Securities / Derivatives
DTCC Launches New Platforms to Drive Digital Assets Adoption
By Editors | 06/02/2025
The platforms support token issuance, distribution, servicing, monitoring, reporting and other lifecycle processes.

Securities / Derivatives
BSE Launches Sensex Derivative Contracts at GIFT City
By Nithya Subramanian | 06/02/2025
BSE has launched USD-denominated Sensex derivatives at India INX, providing global investors a 22-hour trading window

Securities / Derivatives
Korea Planning Further Enhancements to Stewardship Code
By Manesh Samtani | 06/02/2025
The FSC wants institutional investors to periodically check and report on their compliance with the stewardship code, which was already updated last year.

Securities / Derivatives
CFTC Grants No-Action Relief to KRX for KOSPI 200 Futures
By Manesh Samtani | 06/02/2025
Relief is provided until KOSPI 200 is certified as broad-based. The index has shifted between the narrow-based and broad-based classifications several times.
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