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Securities / Derivatives
Enforcement
US SEC Fines ATS Operator Liquidnet for Deficient Controls
By Nithya Subramanian | 13/01/2025
Liquidnet violated the market access rule over several years by setting inappropriate credit thresholds, including a default threshold of $1bn
Securities / Derivatives
Thailand: SET to Offer Free Colocation Space to All Members
By Editors | 12/01/2025
All SET member securities companies can request free colocation space, only having to pay external third-party costs such as electricity.
Securities / Derivatives
USD Cash Now Eligible as Collateral for JSCC’s IRS Clearing Service
By Editors | 10/01/2025
USD cash collateral posted by clearing participants and customers will be managed on a daily basis through sponsored repo transactions
Market Infrastructure
Japan: JSDA Amending Rules for Proprietary Trading Systems
By Editors | 10/01/2025
The amendments will relax trade volume limits and exempt certain PTS trades from the takeover bid 5% rule
Securities / Derivatives
TWSE Opens Taiwan Innovation Board to Retail Investors
By Editors | 10/01/2025
Since its launch in 2021 to cater to innovative start-ups, the Taiwan Innovation Board has been restricted to qualified investors only
Securities / Derivatives
Philippine SEC Proposes to Introduce Concept of ‘Seasoned Issuers’
By Editors | 10/01/2025
Issuers that meet specific criteria can be classified as ‘Seasoned Issuers’ and benefit from simplified regulatory requirements and faster review processes for bond issuance
Securities / Derivatives
Taiwan FSC Permits Securities Firms to Broker Offshore Funds
By Editors | 10/01/2025
The securities firm must have a contract that explicitly states no other institution within Taiwan can be involved in managing that specific offshore fund
Securities / Derivatives
Shanghai Exchange Proposes Rule Changes to Enhance STAR Market
By Editors | 10/01/2025
The rule changes would enable unprofitable STAR Market issuers to offer higher share allocations in exchange for larger and longer capital lock-up
Capital / Liquidity
China NFRA Issues Margin Rules for OTC Derivatives Transactions
By Manesh Samtani | 09/01/2025
VM requirements will commence on 1 September 2026. IM requirements will be implemented in three phases, starting with the largest institutions.
Securities / Derivatives
China Continues Work to Boost Stock Market, Investor Confidence
By Manesh Samtani | 08/01/2025
The stock exchanges met with foreign institutions. PBOC continuing to finance stock purchases and working to modernise its policy toolkit.
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