Securities / Derivatives

Securities / Derivatives

South Korea to Curb Retail ETF Frenzy with New Investor Rules

By Sanday Chongo Kabange | 19/11/2025

The FSC will introduce mandatory training and mock-trading for investors buying high-risk overseas products, citing significant and consistent retail losses.

Enforcement

BNP Paribas Settles SEBI Case on FPI Registration Violations

By Nithya Subramanian | 19/11/2025

BNP Paribas has paid INR 3.99 millon to settle SEBI proceedings over alleged lapses in granting and categorising FPI licences, closing the case without admitting wrongdoing.

AML / KYC

China and Germany Deepen Financial Ties with Regulatory Pacts

By Sanday Chongo Kabange | 18/11/2025

The agreement covers expanded bond and equity market access, regulatory cooperation on banking supervision, and alignment on green finance standards.

Securities / Derivatives

Korea FSS to Impose Joint Liability on Fund Manufacturers, Sellers

By Mark Johnston | 18/11/2025

Regulator plans new risk disclosure rules and joint compensation liability framework following misselling scandals involving ELS and property funds.

Market Infrastructure

India’s Capital-market Leaders Urge Deeper Reforms to Boost Participation

By Nithya Subramanian | 18/11/2025

Capital-market participants pressed for tax cuts and easier listings during pre-Budget talks with Finance Minister Nirmala Sitharaman.

Securities / Derivatives

SEBI Pushes Major Reforms to Draw in More Foreign Investors

By Nithya Subramanian | 18/11/2025

SEBI plans faster FPI registrations, easier short-selling, and liquidity reforms as it seeks to revive foreign investment after steep outflows.

Securities / Derivatives

Vietnam Approves Comprehensive Strategy to Upgrade Securities Market

By Sanday Chongo Kabange | 18/11/2025

The government approved plans for introducing regulated short selling, implementing a CCP mechanism, and simplifying procedures for foreign investors.

Securities / Derivatives

IOSCO Proposes Update to Fund Valuation Rules, Targeting Illiquid Assets

By Manesh Samtani | 18/11/2025

IOSCO consults on 13 recommendations focusing on governance, conflicts of interest, and fair value for complex fund holdings.

Securities / Derivatives

China AMAC Consults on New Suitability Rules for Funds

By Mark Johnston | 18/11/2025

AMAC is consulting on rules covering risk assessment frequency, high-risk sales to seniors, and live-streamed promotions.