Securities / Derivatives

    Securities / Derivatives

    Korea Grants Investigators Powers to Launch Self-Initiated Probes

    By Sanday Chongo Kabange | 16/04/2026

    Regulators have amended rules to allow financial watchdogs to directly convert any market abuse investigation into a criminal probe, bypassing prosecutors.

    Securities / Derivatives

    Korea to Review Asset Manager Proxy Voting and Disclosure

    By Sanday Chongo Kabange | 16/04/2026

    The FSS will examine the proxy voting records of around 500 firms to bolster market transparency and fiduciary duties.

    Securities / Derivatives

    OJK Indonesia Launches Roadmaps for Derivatives and Sustainable Finance

    By Nithya Subramanian | 16/04/2026

    OJK has released two five-year plans to deepen market infrastructure, enhance investor protection, and boost ESG-linked financing.

    Securities / Derivatives

    Taiwan to Hold Off on Using Stabilisation Fund to Intervene in Stock Market

    By Mark Johnston | 16/04/2026

    The TWD 500 billion fund says it has no immediate plans to re-enter the market, citing strong economic fundamentals after booking significant profits.

    ESG / Sustainability

    Global Investors Press Philippines on Sustainable Bond Disclosures

    By Sanday Chongo Kabange | 16/04/2026

    Concerns over a corruption scandal prompt international asset managers to demand stricter reporting on the use of proceeds from sustainability-linked debt.

    ESG / Sustainability

    China Launches Eight-Point Plan to Tackle Corporate Fraud

    By Mark Johnston | 16/04/2026

    The CSRC has launched a special campaign focusing on eight key areas, including mandatory pay clawbacks for executives at firms engaged in financial fraud.

    Securities / Derivatives

    Korea Exchange Explores Move to T+1 Stock Settlement

    By Nithya Subramanian | 16/04/2026

    A joint team from KRX, KSD and KOFIA will visit New York and London to study the implementation and risk mitigation strategies of a shorter settlement cycle.

    Securities / Derivatives

    CFFEX Overhauls Trading Rules, Establishes Clearing Rules

    By Manesh Samtani | 16/04/2026

    The new framework separates trading and clearing rules and introduces new requirements for programme trading, suitability, and risk management.

    Securities / Derivatives

    HKEX CEO Outlines Vision for Deeper Asian Capital Market Connectivity

    By Sanday Chongo Kabange | 15/04/2026

    In a new blog post, Bonnie Y Chan details a strategy focused on cross-market indices, ETF innovation, and dual-listing pathways to boost regional integration.

    Enforcement

    Evergrande Founder Pleads Guilty to Fraud and Bribery Charges

    By Mark Johnston | 15/04/2026

    Hui Ka Yan has admitted to a range of financial crimes in a Shenzhen court, marking a pivotal moment in the developer's collapse.

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