Securities / Derivatives

    Capital / Liquidity

    Korea FSS Urges Broker-Dealers to Tighten Risk Controls

    By Sanday Chongo Kabange | 18/03/2026

    The FSS has ordered large securities firms to address risks in real estate PF, overseas assets, and funding amid market volatility.

    Securities / Derivatives

    SEBI Proposes Simpler Nomination Rules for Demat, MF Accounts

    By Nithya Subramanian | 18/03/2026

    The regulator has suggested default opt-in, fewer nominee details and a cap of four nominees to ease onboarding and reduce unclaimed assets.

    Trending

    South Korea Delays Launch of Extended Stock Trading Hours

    By Manesh Samtani | 18/03/2026

    Korea Exchange has postponed its new pre- and after-market sessions to September following industry calls for more system testing.

    Capital / Liquidity

    ASIC Proposes Tougher Capital Rules for Fund Managers

    By Sanday Chongo Kabange | 18/03/2026

    ASIC has launched a consultation to increase net tangible asset requirements for responsible entities, citing recent scheme collapses and market changes.

    Enforcement

    Standard Chartered Settles SEBI Case Over FPI Lapses

    By Nithya Subramanian | 18/03/2026

    The settlement resolves alleged disclosure delays and due diligence lapses in the bank’s role as a depository participant, without admission of guilt.

    Securities / Derivatives

    Asian Regulators Scrutinise Private Credit as Investor Redemption Fears Grow

    By Sanday Chongo Kabange | 18/03/2026

    The HKMA is assessing bank exposures as wealth managers rush to calm client nerves over the USD 1.8 trillion asset class.

    Securities / Derivatives

    Hong Kong Regulators Update OTC Derivatives Reporting System

    By Sanday Chongo Kabange | 18/03/2026

    The HKMA and SFC have announced system enhancements for the trade repository, introducing data archiving and revising Sunday maintenance outage hours for firms.

    Securities / Derivatives

    India's Audit Regulators to Create New Coordination Framework

    By Nithya Subramanian | 18/03/2026

    The move follows public friction and aims to improve audit quality, clarify enforcement roles, and streamline information sharing between the bodies.

    Securities / Derivatives

    IOSCO Updates Guidance on Non-GAAP Financial Measures

    By Editors | 18/03/2026

    IOSCO issued new recommendations for issuers on the use of alternative performance measures outside of financial statements.

    Securities / Derivatives

    India’s NSE Launches New Gold Futures to Boost Retail Trading

    By Nithya Subramanian | 18/03/2026

    The new 10-gram gold futures contract is aimed at attracting small traders to the futures markets, which have been dominated by larger institutional players.

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