Securities / Derivatives
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ASIC Backs Industry-funded Model
Samuel Riding November 9, 2016Proposed model will allocate funding according to each sector supervised by securities regulator.
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Information Leaks, Insider Info Declining – ASIC
Samuel Riding November 7, 2016Report reminds firms to review sell-side, corporate advisory regulatory requirements.
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S.Korea, Oman Boost Regulatory Cooperation
Samuel Riding November 7, 2016Agreement will bolster both countries regulatory system and financial markets.
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HK Launches Best Execution Review
Samuel Riding November 7, 2016Securities regulator to conduct on-site inspections, benchmark vs other regulators.
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China Warns of Market Manipulation via Stock Connect
Samuel Riding November 7, 2016CSRC holds joint training session with Hong Kong regulator, issues warning statement.
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JGB T+1 Project Enters Final Phase
Samuel Riding November 3, 2016Bank of Japan says move due by 1Q2018 will help reduce settlement risks.
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HKMA Revamps OTC Reporting Interface
Samuel Riding November 1, 2016Changes include modified data fields, description, and enumerated values for mandatory reporting.
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Pakistan Finalises Exchange Rules
Samuel Riding October 31, 2016New framework aims to ensure transparency, boost investor confidence.
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Australia, Kenya to Exchange Regulatory Information
Samuel Riding October 27, 2016Innovation Hub agreement aims to boost capital markets.
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S.Korea to Promote Digital Currency
Samuel Riding October 25, 2016Systemic work will be aligned with international trends in US and Japan.
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