Securities / Derivatives

    Enforcement

    ASIC Orders FXCM to Stop Issuing CFDs to Retail Investors

    By Sanday Chongo Kabange | 05/12/2025

    The interim stop order cites deficiencies in the firm's target market determination under design and distribution obligations.

    Securities / Derivatives

    Philippine SEC Proposes Regulatory Framework for Sukuk Market

    By Sanday Chongo Kabange | 05/12/2025

    The draft rules outline requirements for issuers, Shari'ah governance, and disclosure to help develop the country's Islamic finance sector.

    Securities / Derivatives

    Cayman Islands Seeks Info-Sharing Pacts with Indian Regulators

    By Nithya Subramanian | 05/12/2025

    The territory is pursuing MoUs with SEBI and IFSCA to boost transparency and strengthen oversight of cross-border investment funds.

    Securities / Derivatives

    SEBI Creates Single-Window Entry for Global Investors

    By Nithya Subramanian | 05/12/2025

    New unified rules will let sovereign wealth funds and other low-risk institutions access both FPI and FVCI routes through one registration.

    Securities / Derivatives

    SEBI Proposes New Position Limit Rules for Equity Derivatives

    By Nithya Subramanian | 05/12/2025

    The regulator plans to align position limits with delta-based metrics and introduce slab-based caps to strengthen risk monitoring in index derivatives.

    Enforcement

    SFC Secures Insider Dealing Conviction Against Former Computershare VP

    By Sanday Chongo Kabange | 05/12/2025

    The former executive used non-public information about a failed corporate privatisation vote to avoid a significant stock market loss.

    Capital / Liquidity

    TAIFEX Tightens After-Hours Risk Controls for Futures Firms

    By Mark Johnston | 05/12/2025

    TAIFEX mandates new rules for managing customer risk from option trading strategies during extended sessions.

    Securities / Derivatives

    Korea Details New Rules for BDC Funds to Boost Venture Investments

    By Sanday Chongo Kabange | 05/12/2025

    The framework sets investment mandates, investor protections, and licensing requirements for publicly offered funds targeting innovative and unlisted companies.

    Sanctions

    Russia Launches First Yuan Bond, Boosting China's Currency Ambitions

    By Sanday Chongo Kabange | 05/12/2025

    Russia turns to the Chinese currency for domestic fundraising amid Western sanctions, providing a sovereign benchmark for corporate issuers.

    Securities / Derivatives

    Taiwan to Revamp Corporate Financial Statements, Mandate Digital Filing

    By Mark Johnston | 05/12/2025

    The FSC proposes major changes to align with IFRS 18, introducing new performance metrics and requiring paperless reporting from 2026.

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