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Securities / Derivatives
SFC Secures HK$ 57.5m Compensation from Ex-Arta TechFin Directors
By Sanday Chongo Kabange | 11/02/2026
Court also disqualifies nine former directors for breaches of duty in a case the SFC says sends an unequivocal message on corporate governance.

Securities / Derivatives
ISDA Adapts NGFS Climate Scenarios for Trading Books
By Manesh Samtani | 11/02/2026
ISDA has translated NGFS short-term scenarios into market shocks but notes they are less severe than supervisory stress tests.

Securities / Derivatives
ASX Chief Helen Lofthouse to Step Down in May 2026
By Sanday Chongo Kabange | 11/02/2026
The departure comes as the ASX prepares for the first phase of its reset CHESS project and faces a regulatory probe.

Securities / Derivatives
ICMA Urges EU to Adopt Global View in SFDR 2.0 for APAC Interoperability
By Manesh Samtani | 11/02/2026
ICMA has called for the recognition of international standards to ensure the EU's new fund rules support cross-border investment

Securities / Derivatives
ISDA Urges India to Permit Onshore OTC Commodity Derivatives
By Manesh Samtani | 11/02/2026
ISDA says move would help firms manage risk and give regulators better oversight, recommends phased legal and regulatory reforms.

Trending
Australia Proposes Major Governance Overhaul For Managed Funds
By Sanday Chongo Kabange | 11/02/2026
Proposals include mandatory external directors on boards and a ban on most related-party transactions following high-profile fund collapses.

Securities / Derivatives
Hong Kong Move to T+1 Not a Main Priority for Market Participants
By Manesh Samtani | 11/02/2026
While a shorter settlement cycle could attract mainland investors, market participants want HKEX to prioritise Stock Connect enhancements.

Securities / Derivatives
Tokyo and Frankfurt to Collaborate on Green Finance, AI Compliance Tech
By Editors | 10/02/2026
The two financial hubs have signed an agreement to bolster cooperation on financing the green transition and developing new AI-driven compliance solutions.

Securities / Derivatives
China Tightens Underwriting Rules, Set Quantitative Metrics for IPO Research
By Mark Johnston | 10/02/2026
The new guidelines introduce strict evaluation metrics for earnings forecasts in research reports and add bribery as an aggravating factor for penalties.

Enforcement
Korea FSS to Targets Consumer Protection, Virtual Assets in 2026 Work Plan
By Editors | 10/02/2026
The regulator will shift to pre-emptive supervision of financial product design, manage real estate risks, and establish new frameworks for virtual assets and AI.
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