Securities / Derivatives

Securities / Derivatives

Vietnam Revises Penalties Framework for Securities Rule Violations

By Sanday Chongo Kabange | 02/01/2026

New rules introduce significantly higher penalties for private placement, information disclosure, and AML violations to enhance market integrity.

Securities / Derivatives

Beijing Stock Exchange Consults on New Private Placement Rules for Bonds

By Sanday Chongo Kabange | 02/01/2026

The BSE has released draft rules for non-publicly offered corporate bonds, detailing listing, disclosure, and robust investor protection mechanisms.

Securities / Derivatives

Taiwan Brokers to Stop Accepting Buy Orders of China Military Stocks

By Sanday Chongo Kabange | 02/01/2026

The measure applies to stocks of companies on the US sanctions, including those traded via the Hong Kong Stock Connect programme.

Securities / Derivatives

China Expands REITs Market with Commercial Property Pilot

By Mark Johnston | 02/01/2026

Regulators roll out a unified framework to activate commercial assets, with exchanges streamlining review processes and waiving fees to boost participation.

Securities / Derivatives

Sri Lanka Eases Public Holding Rules for Listings via Introduction

By Sanday Chongo Kabange | 02/01/2026

The SEC has introduced a phased compliance timeline to provide greater flexibility for companies listing on the CSE.

Securities / Derivatives

SGX RegCo Appoints Former GIC Risk Chief as New Chairman

By Editors | 02/01/2026

Dr Sung Cheng Chih will succeed the founding chairman and is set to steer the regulator in implementing key market reform recommendations.

Securities / Derivatives

India to Permit Banks to Sponsor National Pension System Funds

By Sanday Chongo Kabange | 02/01/2026

The PFRDA has approved a framework for banks to manage pension assets and has revised management fees to boost competition.

Securities / Derivatives

New Investment Funds Law Takes Effect in Macau

By Sanday Chongo Kabange | 02/01/2026

New law effective January 2026 introduces private funds, defines professional investors, and creates a streamlined notification process for offerings.

Securities / Derivatives

SEBI Mandates NISM Certification for AIF Compliance Officers

By Mark Johnston | 02/01/2026

SEBI aims to raise professional standards amid rapid growth in the alternative investment fund sector.