Securities / Derivatives

    Securities / Derivatives

    Korea Proposes Record Penalties for ELS Mis-selling by Banks

    By Mark Johnston | 03/12/2025

    The FSS has notified five banks of record penalties totalling KRW 2 trillion over mis-sold derivatives, threatening capital ratios.

    Securities / Derivatives

    Korean Lawmakers Agrees on New Dividend Tax Regime

    By Mark Johnston | 02/12/2025

    South Korean lawmakers agree on dividend tax reforms to incentivise shareholder returns while deadlock remains on corporate tax rate increases.

    Market Infrastructure

    India to Establish Market Making Framework for Sub-AAA Corporate Bonds

    By Nithya Subramanian | 02/12/2025

    The market-making framework for sub-AAA corporate bonds is being developed at the government’s request, aimed to boost liquidity and make lower-rated debt more tradable for investors.

    Securities / Derivatives

    Pakistan Launches Council to Overhaul Capital Market Taxes

    By Mark Johnston | 02/12/2025

    Finance Minister Muhammad Aurangzeb orders comprehensive tax review and establishes working groups to shift economy from bank reliance to market-based financing.

    Securities / Derivatives

    South Korean Lawmakers Advance Security Token Legislation

    By Mark Johnston | 02/12/2025

    The legislation will establish the legal basis for security token offerings (STOs), setting the stage for a competitive race among firms seeking to launch new trading platforms.

    Securities / Derivatives

    ASX Suffers Another Outage, Drawing Fresh Scrutiny from Regulators

    By Sanday Chongo Kabange | 02/12/2025

    A technical failure on the ASX's announcements platform on Monday halted trading in dozens of stocks.

    Securities / Derivatives

    CME Outage Halts Global Trading, Spurs Calls for More Competition

    By Manesh Samtani | 02/12/2025

    A 10-hour outage caused by a data centre cooling failure trapped traders and highlighted market structure vulnerabilities.

    Enforcement

    Japan Makes First Arrests in $4.6b Securities Hijacking Probe

    By Mark Johnston | 02/12/2025

    Authorities apprehend two suspects linked to a market manipulation scheme involving hijacked online accounts and record-breaking fraudulent trading volumes.

    Securities / Derivatives

    China Proposes to Launch New Commercial REITs Pilot Programme

    By Mark Johnston | 02/12/2025

    The CSRC seeks public feedback on draft rules designed to broaden financing channels and revitalise the country’s vast stock of commercial assets.

    Securities / Derivatives

    SEBI Launches New Scheme for Firms Seeking Informal Guidance

    By Nithya Subramanian | 02/12/2025

    The updated scheme sets out a more structured process for obtaining no-action and interpretive letters, introduces clearer timelines and confidentiality rules.

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