Securities / Derivatives

    Enforcement

    India’s NSDL Settles SEBI Probe with $1.74m Payment

    By Mark Johnston | 22/12/2025

    The NSDL resolved allegations regarding delayed account freezing, vendor contract irregularities and unpaid securities oversight.

    Securities / Derivatives

    UK Proposes Overhaul of Benchmarks Regime, Easing Overseas Access Rules

    By Manesh Samtani | 22/12/2025

    New framework would only regulate systemic benchmarks, removing use restrictions and reforming access for foreign administrators, including those in APAC.

    Securities / Derivatives

    Philippine SEC Proposes Measures to Strengthen Cyber Resilience

    By Sanday Chongo Kabange | 22/12/2025

    Draft rules enhance board oversight, mandate dedicated security teams, and implement a five-day breach reporting requirement for capital market firms.

    Securities / Derivatives

    FSS Korea Warns Against 'Reckless' Competition in Asset Management Industry

    By Mark Johnston | 22/12/2025

    FSS Governor Lee Chan-jin urges CEOs to end self-cannibalising competition while industry leaders request policy support for virtual asset products.

    Securities / Derivatives

    ISDA Urges ASIC to Align Derivatives Clearing Rules with Global Norms

    By Manesh Samtani | 19/12/2025

    ISDA says proposed rules for post-trade risk reduction are too narrow and diverge from international practice.

    Securities / Derivatives

    India's NCDEX Gets SEBI Nod for Mutual Fund Platform

    By Sanday Chongo Kabange | 19/12/2025

    NCDEX has received regulatory approval for a platform aimed at rural investors, a precursor to its planned equities launch.

    Securities / Derivatives

    SEBI Allows Zero-Coupon Bonds to be Offered at Reduced Face Value

    By Editors | 19/12/2025

    The move expands a July 2024 framework allowing privately placed debt to be listed with an INR 10,000 face value.

    Market Infrastructure

    ASIC Clarifies Tech Resilience Rules for Market Operators, Participants

    By Sanday Chongo Kabange | 19/12/2025

    ASIC has updated its guidance to simplify compliance, clarify rules on outsourcing critical services, and define major event reporting.

    Securities / Derivatives

    Malaysia's CIMB to Pilot Tokenised Sukuk Under Regulator Programme

    By Manesh Samtani | 19/12/2025

    The bank will join a pilot led by the securities regulator and sovereign wealth fund Khazanah, aiming to build a regulated digital asset ecosystem.

    Securities / Derivatives

    Taiwan FSC Amends Rules on Product Cross-Selling

    By Sanday Chongo Kabange | 19/12/2025

    The FSC has expanded the scope of securities cross-selling for financial holding companies and detailed a new framework for inter-firm partnerships.

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