Securities / Derivatives

Enforcement

Standard Chartered Settles SEBI Case Over FPI Lapses

By Nithya Subramanian | 18/03/2026

The settlement resolves alleged disclosure delays and due diligence lapses in the bank’s role as a depository participant, without admission of guilt.

Securities / Derivatives

Asian Regulators Scrutinise Private Credit as Investor Redemption Fears Grow

By Sanday Chongo Kabange | 18/03/2026

The HKMA is assessing bank exposures as wealth managers rush to calm client nerves over the USD 1.8 trillion asset class.

Securities / Derivatives

Hong Kong Regulators Update OTC Derivatives Reporting System

By Sanday Chongo Kabange | 18/03/2026

The HKMA and SFC have announced system enhancements for the trade repository, introducing data archiving and revising Sunday maintenance outage hours for firms.

Securities / Derivatives

India's Audit Regulators to Create New Coordination Framework

By Nithya Subramanian | 18/03/2026

The move follows public friction and aims to improve audit quality, clarify enforcement roles, and streamline information sharing between the bodies.

Securities / Derivatives

IOSCO Updates Guidance on Non-GAAP Financial Measures

By Editors | 18/03/2026

IOSCO issued new recommendations for issuers on the use of alternative performance measures outside of financial statements.

Securities / Derivatives

India’s NSE Launches New Gold Futures to Boost Retail Trading

By Nithya Subramanian | 18/03/2026

The new 10-gram gold futures contract is aimed at attracting small traders to the futures markets, which have been dominated by larger institutional players.

Securities / Derivatives

India’s IFSCA Proposes Rule Changes for Credit Rating Agencies

By Nithya Subramanian | 17/03/2026

The new consultation paper outlines stricter withdrawal protocols, enhanced record-keeping mandates, and transparency requirements for private and unsolicited ratings within GIFT City.

Securities / Derivatives

China Overhauls Fund Disclosure Rules to Emphasise Long-Term Value

By Mark Johnston | 17/03/2026

New CSRC guidelines mandate the disclosure of investor profitability ratios and stock turnover rates to tackle short-termism.

Securities / Derivatives

SEBI to Overhaul Adviser Rules Amid Rise of 'Finfluencers'

By Manesh Samtani | 17/03/2026

SEBI plans a digital platform, a new penalty framework, and a review of distributor rules to combat a decline in registered advisers.