Securities / Derivatives

    Securities / Derivatives

    Korea Mandates Consumer Protection Overhaul Across Financial Sector

    By Mark Johnston | 09/03/2026

    New FSS advisory committee to drive reforms across insurance, sales compensation, and digital finance, sparking industry concern over regulatory overreach.

    Securities / Derivatives

    Taiwan Relaxes Investment Limits on Rule 144A Bonds for Offshore Funds

    By Editors | 09/03/2026

    The FSC has raised or combined investment caps for privately placed US debt across several fund types to reflect market trends.

    Securities / Derivatives

    SEBI Launches Voluntary Debit Freeze Facility for Mutual Fund Investors

    By Nithya Subramanian | 09/03/2026

    SEBI introduces a voluntary debit freeze for MF folios, allowing investors to block unauthorised withdrawals, enhance security, and maintain control over inflows and long-term holdings.

    Securities / Derivatives

    Korea Regulator Probes Brokerages After Trading Systems Crash

    By Mark Johnston | 09/03/2026

    Extreme market volatility triggered widespread mobile trading system failures, prompting the FSS to launch a formal inspection into several firms.

    Securities / Derivatives

    MAS to Review Corporate Governance Code to Boost Value Creation

    By Nithya Subramanian | 09/03/2026

    MAS proposes updates to Singapore’s corporate governance code to strengthen board oversight, improve investor engagement and support sustainable shareholder value creation.

    ESG / Sustainability

    Philippines SEC Moves to Impose Term Limits on PSE Directors

    By Sanday Chongo Kabange | 09/03/2026

    The regulator has approved a draft circular for public comment, citing corporate governance, while industry groups warn of negative consequences.

    Securities / Derivatives

    CSRC Clarifies Short-Swing Trading Rules, Easing Path for Institutional Funds

    By Manesh Samtani | 09/03/2026

    New regulations provide key exemptions for professional investors and clarify calculation standards, aiming to curb insider trading while encouraging long-term capital.

    Sanctions

    US Investors Push Asian Funds to Ringfence Restricted Chinese Assets

    By Manesh Samtani | 09/03/2026

    Geopolitical tensions and US restrictions are driving institutional clients to demand special vehicles that exclude sensitive Chinese sectors from regional investment strategies.

    Securities / Derivatives

    Australian Accounting Bodies Call for Stronger Safeguards Against Risky Funds

    By Sanday Chongo Kabange | 09/03/2026

    Joint submission argues that ASIC needs stronger powers to block risky managed investment schemes before they launch, citing recent failures.

    Securities / Derivatives

    ASIC Revises Benchmark and Disclosure Rules for Hedge Funds

    By Sanday Chongo Kabange | 09/03/2026

    The updated guide builds on a framework that was established over ten years ago in response to the collapse of Trio Capital, which had invested in overseas hedge funds.

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