Securities / Derivatives

To register a CCIV and initial sub-fund, a corporate director would first need to obtain an AFS licence, which can be a variation of an existing licence.

Atlantic Trading London engaged in a series of manipulative derivative transactions in early 2020, the SESC said.

The requirement for public fund companies to establish an internal CCP unit is "not linked to data security", a CSRC official said.

In new guidelines, AMAC has specified obligations for fund houses to consider how changes in senior management and core staff could impact reputational risk.

The SFC's latest annual report highlights work to enhance book building and placing practices, regulate fund trustees and custodians, and enhance climate disclosure for fund investors.

Daily price limits will be implemented for listed convertible corporate bonds. Excessive volatility will result in risk warnings.

Wealth Management Connect had attracted only 0.3 percent of the total quota since its inception in October. HKIFA calls for an end to quarantine rules.

New advisory committee to develop roadmap for wider implementation of sustainability reporting in Singapore, beyond SGX-listed companies.

Participants will benefit from higher quality standards documents, which will lead to improved interoperability between implementations.

The CFD trader made AUD 343,000 in profit by trading on inside information regarding a takeover bid for PanAust Limited.