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Securities / Derivatives
Market Infrastructure
CBIRC Proposes Stricter Rules for Banks’ Custody Businesses
By Editors | 04/01/2023
The draft rules strengthen requirements on internal governance, risk management systems, data protection and security controls within banks’ custody businesses.
Securities / Derivatives
Korea Passes Bill to Ease Audit Burden on Smaller Companies
By Editors | 03/01/2023
The revision bill will benefit almost 1,000 listed companies, exempting them from a requirement to subject their internal accounting management systems to external audits.
Securities / Derivatives
CSRC Proposes Enhanced Rules for Stock Options Trading
By Editors | 03/01/2023
The rules allow futures companies to conduct market-making activities for stock options and require stock exchanges to supervise programmatic trading activities.
Fintech / Regtech
Shanghai Bourse Launches New Trading Supervision System
By Editors | 03/01/2023
The new system can process more than 500,000 transactions per second in real-time. New issuance underwriting and offline IPO systems also launched.
Market Infrastructure
China Extends Trading Hours of Onshore Yuan Market
By Editors | 03/01/2023
The move will provide greater convenience for global investors and enhance the attractiveness of yuan-denominated assets, the PBOC said.
Enforcement
Singapore Imposes 36-Year Jail Sentence for Market Manipulation
By Editors | 03/01/2023
John Soh Chee Wen and Quah Su-Ling were sentenced to 36 and 20 years in jail, respectively, for manipulating three penny stocks ten years ago.
Securities / Derivatives
SEBI to Review Fees and Expenses Charged by Mutual Funds
By Editors | 03/01/2023
SEBI will review existing regulatory provisions and market practices applicable to mutual fund fees and expenses and consider appropriate policy measures.
Securities / Derivatives
Dalian Exchange Opens Soy Derivatives to Foreign Traders
By Editors | 03/01/2023
Foreign investors can trade futures and options in No 1 Soybean, No 2 Soybean, Soybean meal, and Soybean oil.
Market Infrastructure
NSE India Receives Approval to Set Up Social Stock Exchange
By Editors | 02/01/2023
The social stock exchange will allow direct listings from non-profit organisations and for-profit social enterprises.
Securities / Derivatives
Chinese Exchanges Announce Fee Reductions for 2023
By Editors | 02/01/2023
Shanghai and Shenzhen exchanges are granting exemptions from initial and annual listing fees and all bond transaction handling fees.
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