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Securities / Derivatives
Securities / Derivatives
NZ FMA Consults on Approach to “Fair Outcomes” Regulations
By Sanday Chongo Kabange | 16/11/2023
The FMA is consulting on seven “fair outcomes” it wants financial service providers to deliver for consumers and markets.
Crypto / Digital Assets
MAS Launches New Tokenisation Initiatives Under Project Guardian
By Editors | 16/11/2023
Five new industry pilots have been initiated. A new funds workstream and new digital infrastructure initiatives being launched.
Market Infrastructure
China: NFRA, CSRC Publish New Details on Scope of Responsibilities
By Editors | 16/11/2023
The NFRA was established in May as a new body to oversee all sectors of the financial industry, except securities, though it is absorbing investor protection responsibilities from the CSRC.
Fintech / Regtech
UBS, SBI, DBS Use Digital Bond in Cross-border Repo Trade
By Manesh Samtani | 15/11/2023
The transaction involved a repo to borrow tokenised JPY against a natively-issued JPY digital bond. The tokenised JPY was used to finance the repurchase of the same bond.
Press Release
Regulation Asia Awards for Excellence 2023 – Results Announcement
By Editors | 15/11/2023
Regulation Asia held its sixth annual Awards ceremony on 14 November 2023. Here we explain our methodology and announce the winners for the year.
Securities / Derivatives
CSRC Revises Regulations Governing Inspections of IPO Applicants
By Editors | 14/11/2023
The revised regulations aim to strengthen the supervision of information disclosure of IPO companies, the regulator said.
ESG / Sustainability
Japan Launches ESG Information Portal, “JPX ESG Link”
By Editors | 14/11/2023
The platform collects direct links to the ESG-related information disclosed by TSE-listed companies and enables users to browse this information free of charge.
Securities / Derivatives
India’s AMFI Issues Guidelines for Execution-only Mutual Fund Platforms
By Ajoy K Das | 13/11/2023
The guidelines come ahead of an end-November deadline for platforms selling direct mutual fund schemes to register with AMFI.
Market Infrastructure
Korea Considers Extending Short Selling Ban to Market Makers
By Editors | 13/11/2023
The FSC will first carefully examine the impacts such a move would have on investor protection and market development.
Market Infrastructure
Calcutta Stock Exchange Looking to Resume Operations Soon
By Ajoy K Das | 13/11/2023
The Calcutta Stock Exchange was forced to stop operating its equities trading platform in April 2013 due to regulatory and compliance issues.
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