Securities / Derivatives
-
ASIC Details Enforcement Drive
Samuel Riding October 21, 2016Regulator reveals members and terms of reference for Enforcement Review Task Force
-
Shanghai Futures Exchange Adopts Nasdaq Surveillance Platform
Samuel Riding October 20, 2016New platform will monitor Exchange’s more than 200 members, 700 distant trading terminals.
-
HK’s SFC Reprimands, Fines Forex Service $500,000
Samuel Riding October 20, 2016SFC concludes HK FXCM did not treat clients fairly or have proper controls, policies.
-
Japan to Tighten HFT Regulations
Samuel Riding October 20, 2016New rules to cover trader registration and risk-management requirements.
-
Taiwan Selects New FSC Chief
Samuel Riding October 20, 2016New chief is Bank of Kaohsiung chairman; former FSC chair quit amid Mega Bank scandal.
-
India’s NSE Launches HFT Forensic Audit
Samuel Riding October 19, 2016Deloitte asked to looking into audit systems, investigate brokers and officials amid 'fair access’ violations.
-
Australia to Launch Banker Remuneration Review
Samuel Riding October 19, 2016APRA says FIs need to ‘better understand and manage their risk cultures’.
-
APRA Finalises Non-Centrally Cleared Derivatives Rules
Samuel Riding October 18, 2016Regulator will not announce implementation date or timetable yet to allow FIs time to prepare.
-
Singapore Hosts EU-APAC Regulators Forum
Samuel Riding October 17, 2016Representatives from both jurisdictions’ regulators discuss financial regulation, collaboration
-
Vietnam Capital Markets Set for November ‘Big Bang’
Samuel Riding October 17, 2016Derivatives framework and conversion of SOEs into joint-stock companies set to boost liquidity.
Loading more posts...
Sorry, no more posts
No more pages to load
