Securities & Trading

Auditing violations alleged by a whistleblower include improper conduct by certain Deloitte staff members in performing the audits of five companies in 2016 and 2017.

Listed companies are required to establish a system for the registration and management of individuals who possess inside information.

The new rules are expected to facilitate the realisation of the "Korean version of Tesla", the US automaker which listed on the Nasdaq in 2010 based on market cap.

SEBI says NSE failed to ensure fair and equitable access by trading members subscribing to its tick-by-tick data feed system.

A 36 month lock up period is being introduced for investors who purchase shares in companies within 12 months before their IPO applications.

BSP Governor Benjamin Diokno said the revised regulations are aimed at expanding investment opportunities for the public.

One of the SFC’s top priorities for the year is to crack down on ramp and dump scams and other types of market manipulation conducted through social media.

A comparative study is about to be completed, which will pave the way for the launch of a China-EU Shared Classification Catalogue for Green Finance later this year.

In March 2020, the BOJ said it aims to buy at least JPY 6 trillion worth of ETFs a year with an upper limit set at JPY 12 trillion.

The Philippines Stock Exchange will launch short selling once issues related to securities borrowing and lending are resolved, president Ramon Monzon.