Securities / Derivatives

    Enforcement

    SFC Secures Insider Dealing Conviction Against Former Computershare VP

    By Sanday Chongo Kabange | 05/12/2025

    The former executive used non-public information about a failed corporate privatisation vote to avoid a significant stock market loss.

    Capital / Liquidity

    TAIFEX Tightens After-Hours Risk Controls for Futures Firms

    By Mark Johnston | 05/12/2025

    TAIFEX mandates new rules for managing customer risk from option trading strategies during extended sessions.

    Securities / Derivatives

    Korea Details New Rules for BDC Funds to Boost Venture Investments

    By Sanday Chongo Kabange | 05/12/2025

    The framework sets investment mandates, investor protections, and licensing requirements for publicly offered funds targeting innovative and unlisted companies.

    Sanctions

    Russia Launches First Yuan Bond, Boosting China's Currency Ambitions

    By Sanday Chongo Kabange | 05/12/2025

    Russia turns to the Chinese currency for domestic fundraising amid Western sanctions, providing a sovereign benchmark for corporate issuers.

    Securities / Derivatives

    Taiwan to Revamp Corporate Financial Statements, Mandate Digital Filing

    By Mark Johnston | 05/12/2025

    The FSC proposes major changes to align with IFRS 18, introducing new performance metrics and requiring paperless reporting from 2026.

    Securities / Derivatives

    Indonesia Unveils New Rules for Money Market and FX Derivatives

    By Nithya Subramanian | 05/12/2025

    BI's new guidelines for money market and FX derivatives aim to strengthen governance, transparency and coordination with OJK and Bappebti.

    Securities / Derivatives

    DTCC Flags Potential for Higher Margin, Capital Rules for US 24x5 Trading

    By Manesh Samtani | 05/12/2025

    Report highlights demand from APAC investors and outlines new operational and risk management considerations for firms trading US equities overnight.

    Securities / Derivatives

    Thailand Freezes Over $300M in Assets Linked to Transnational Scam Groups

    By Manesh Samtani | 04/12/2025

    The action targeted securities and bank accounts linked to several interconnected networks, including Cambodia's Prince Group.

    Securities / Derivatives

    OJK Indonesia to Raise Free-Float Requirements, Tighten Listing Rules

    By Nithya Subramanian | 04/12/2025

    The regulator will also offer incentives to companies that maintain higher free floats and impose new caps on IPO order sizes to curb volatility.

    Enforcement

    SFC Suspends Tung Tai Securities Executive Over US$3.3m Fraud

    By Sanday Chongo Kabange | 04/12/2025

    The SFC has suspended a senior manager for neglecting duties that enabled the fraud despite multiple clear warning signs.

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