Securities / Derivatives

    Securities / Derivatives

    Korea Moves to Ban Subsidiary IPOs to Tackle 'Korea Discount'

    By Editors | 17/03/2026

    The government plans to prohibit dual listings to protect shareholders, though the details are not yet finalised.

    Securities / Derivatives

    South Korea to Expand Special Police Powers to Speed Up Stock Probes

    By Nithya Subramanian | 17/03/2026

    The FSC and FSS propose broader fast-track investigations and oversight reforms to speed enforcement against unfair trading.

    Securities / Derivatives

    Sri Lanka SEC Details Regulatory Framework Under New Act

    By Editors | 17/03/2026

    Regulator outlined a master plan to modernise the capital market, focusing on investor protection, transparency, and global alignment.

    Securities / Derivatives

    Korea's IBK Drives KOSDAQ Reform with Dual-Track Push

    By Mark Johnston | 17/03/2026

    IBK and the Korea Venture Capital Association are separately mobilising capital and lobbying for structural reform to revitalise the KOSDAQ market.

    Securities / Derivatives

    SEBI Eases Ease Stress Test Norms for Commodity Derivatives

    By Nithya Subramanian | 17/03/2026

    The regulator has revises stress-testing assumptions and SGF coverage rules to align with global standards and reduce excessive capital requirements in the commodity derivatives segment.

    ESG / Sustainability

    Sri Lanka’s DFCC Bank Secures Global Listings for Blue Bonds

    By Nithya Subramanian | 17/03/2026

    DFCC Bank’s inaugural USD 10 million blue bond has been listed on LuxSE and NSE IX, gaining international credibility and access to large investors.

    Securities / Derivatives

    ISDA Urges Global Overhaul of Securities Financing Rules

    By Manesh Samtani | 17/03/2026

    New paper calls for harmonised capital, liquidity and netting rules to reduce systemic risk and support market functioning.

    Securities / Derivatives

    Korea FSS Urges Brokers to Tighten Illegal Short Selling Controls

    By Mark Johnston | 17/03/2026

    The FSS has told securities firms to strengthen internal controls and systems management amid fears of market disruption.

    Securities / Derivatives

    India Introduces Tiered Public Float Rules for Large IPOs

    By Nithya Subramanian | 16/03/2026

    The Ministry of Finance has revised listing rules with a tiered minimum public shareholding framework, allowing large companies to list with smaller initial public floats.

    Enforcement

    Australian Court Fines Macquarie Unit for Short Sale Reporting Failures

    By Sanday Chongo Kabange | 16/03/2026

    Macquarie Securities was penalised for decade-long systems and control deficiencies that led to widespread misreporting.

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