Securities / Derivatives

    Capital / Liquidity

    MAS Finalises Risk-based Capital Framework for Insurers

    By Nithya Subramanian | 30/10/2025

    MAS will remove simplified capital charge options for structured products and extend favourable capital treatment to infrastructure corporates.

    Securities / Derivatives

    TAIFEX Amends Account Opening Rules for Taiwan Nationals

    By Sanday Chongo Kabange | 29/10/2025

    The exchange's new identity verification requirements for domestic investors without household registration will take effect in January 2026.

    Fintech / Regtech

    Australian Stockbrokers Challenge ASIC's Proposed Automated Trading Rules

    By Sanday Chongo Kabange | 29/10/2025

    Industry body SIAA argues ASIC’s reforms are unjustified, overly costly, and jeopardise the 'last line of defence'.

    Securities / Derivatives

    Korean Regulators Raid NH Securities Over Tender Offer Insider Trading Probe

    By Sanday Chongo Kabange | 29/10/2025

    A senior executive is accused of leaking information on 11 deals, leading to an alleged KRW 2 billion in illicit gains.

    Securities / Derivatives

    CSRC to Deepen Reforms of Shenzhen's ChiNext Board

    By Editors | 29/10/2025

    The plan will tailor listing standards for innovative and entrepreneurial firms in emerging industries to provide more inclusive financial services.

    Securities / Derivatives

    SFC Suspends Ex-Broker for Misconduct Linked to Ramp-and-Dump Probe

    By Sanday Chongo Kabange | 29/10/2025

    The SFC has penalised a former Shanxi Securities representative for using a client’s password to place 945 trades.

    Securities / Derivatives

    Korea Moves to Permanently Ease Foreign Omnibus Account Rules

    By Sanday Chongo Kabange | 29/10/2025

    The FSC says the proposal aims to formalise a regulatory sandbox exemption to improve market access and attract more overseas investment.

    Securities / Derivatives

    HKMA Updates Guidance on Staff Registration and Vetting

    By Sanday Chongo Kabange | 29/10/2025

    The HKMA has consolidated existing rules, emphasising due diligence, reference checks, and the personal liability of senior managers.

    Securities / Derivatives

    Shanghai STAR Market Gets First Listings Under New 'Growth' Tier

    By Editors | 29/10/2025

    The move is part of a wider capital market reform to support ‘hard-tech’ innovation and strengthen regulatory supervision.

    Enforcement

    Australia Raids WiseTech Over Founder's 'Blackout Period' Share Trading

    By Sanday Chongo Kabange | 29/10/2025

    ASIC and the AFP searched WiseTech Global’s Sydney office over alleged share trading by founder Richard White.

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