Securities / Derivatives

    Securities / Derivatives

    Thai SEC Proposes Mutual Fund Fee Overhaul

    By Mark Johnston | 24/11/2025

    The regulator seeks to implement a “fee for reasons” principle, requiring annual fee reviews and clearer disclosures on performance and trailer fees.

    Securities / Derivatives

    World Bank, ICMA Detail Work on New AI Tool to Streamline Bond Issuance

    By Manesh Samtani | 24/11/2025

    Project SHASTRA uses generative AI and ICMA's Bond Data Taxonomy to tackle post-trade inefficiencies and create a 'single source of truth'.

    ESG / Sustainability

    Thailand Amends Rules to Boost Sustainability-Linked Bond Market

    By Sanday Chongo Kabange | 24/11/2025

    The new regulations provide issuers with greater flexibility on financial returns and instrument structures, aiming to align with international standards.

    Fintech / Regtech

    Korea to Unlock Venture Capital Access for Fractional Investment Platforms

    By Mark Johnston | 24/11/2025

    Ministry of SMEs and Startups proposes regulatory revisions to prevent funding freezes for unlisted stock and fractional investment operators entering the formal financial system.

    Securities / Derivatives

    CICC to Absorb Two Firms to Create 4th Largest Brokerage by Assets

    By Mark Johnston | 24/11/2025

    Top Chinese investment bank proposes share swap with two smaller rivals to create CNY 1 trillion entity, advancing Beijing’s securities consolidation agenda.

    Market Infrastructure

    ASIC Taps Former Chief to Oversee Sale of Cboe Exchange

    By Sanday Chongo Kabange | 24/11/2025

    Bringing back recently retired chief executive Greg Yanco highlights the significance ASIC places on the transaction for Australia's financial markets.

    Securities / Derivatives

    SEC Philippines Proposes Expanding REIT Asset Scope, Relaxing Float Rules

    By Mark Johnston | 23/11/2025

    The SEC is seeking feedback on a draft circular that will extend reinvestment periods and allow infrastructure assets and SPVs in REIT portfolios.

    Securities / Derivatives

    China Exchanges Revise Guidelines on ETF Naming, Subscription Rules

    By Mark Johnston | 23/11/2025

    New Shanghai Stock Exchange rules require fund managers to update product names by March 2026 and streamline cross-border ETF suspension protocols.

    Securities / Derivatives

    Korea Details IMA Rules as First Products Set for December Launch

    By Editors | 23/11/2025

    Regulators have detailed venture capital allocation rules and a new oversight body, as the first principal-guaranteed investment products prepare for launch.

    Securities / Derivatives

    FSC Korea Designates Brokerage Firms for 'Productive Finance' Initiative

    By Mark Johnston | 21/11/2025

    The FSC has authorised three new comprehensive financial investment entities while enforcing stricter venture funding quotas and real estate caps.

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