Securities / Derivatives

    Enforcement

    Hong Kong Charges Middleman in 16-Year-Old KPMG IPO Bribery Case

    By Sanday Chongo Kabange | 15/04/2026

    A 72-year-old woman has been charged for allegedly offering HKD 400,000 in bribes to KPMG auditors in 2010 to facilitate a fabric manufacturer's IPO.

    Securities / Derivatives

    Indian Regulators Target Reporting Gaps in Surety Bonds, Private Credit

    By Nithya Subramanian | 15/04/2026

    Lenders have flagged data gaps in surety bonds and private credit as a major blind spot, prompting regulators to consider action to mitigate systemic risk.

    Securities / Derivatives

    FSB Warns of ‘Triple Whammy’ Threat to Financial Stability

    By Manesh Samtani | 15/04/2026

    The FSB has urged G20 members to maintain vigilance over a potential crystallisation of multiple vulnerabilities stemming from the Middle East conflict

    Securities / Derivatives

    NSE Secures Name for Coal Exchange, Licence Bid Next

    By Nithya Subramanian | 15/04/2026

    The stock exchange has received government approval for its proposed coal exchange name and will now seek an operational licence from the commodities regulator.

    Securities / Derivatives

    IMF Warns Middle East Conflict Elevates Financial Stability Risks

    By Manesh Samtani | 15/04/2026

    The IMF’s latest Global Financial Stability Report highlights growing vulnerabilities in emerging markets and urges policymakers to strengthen oversight of nonbank lenders.

    ESG / Sustainability

    SEBI Mandates NISM Certification for Social Impact Assessors

    By Nithya Subramanian | 15/04/2026

    The move aims to standardise qualifications for professionals assessing entities on the Social Stock Exchange and boost the framework's credibility.

    Securities / Derivatives

    Taiwan Proposes to Streamline Rules for Foreign Investor Advisory Services

    By Manesh Samtani | 15/04/2026

    FSC proposes to simplify the application process for asset managers providing advisory and execution services to foreign professional investors.

    Securities / Derivatives

    India's NSE Rolls Out Nanosecond Order Acknowledgement System

    By Nithya Subramanian | 15/04/2026

    The exchange has completed a major infrastructure upgrade, claiming a global first in order processing speed for traders.

    Securities / Derivatives

    SFC Ramps Up IPO Banker Licence Approvals After Quality Clampdown

    By Sanday Chongo Kabange | 15/04/2026

    The SFC issued 53 percent more licences in March, signalling a cautious easing after a period of intense scrutiny over IPO application quality.

    Market Infrastructure

    RBI Scrutinises Banks' Unwinding of Rupee Arbitrage Trades

    By Nithya Subramanian | 15/04/2026

    RBI is examining how banks offloaded arbitrage positions after a clampdown, amid concerns the practice aggravated rupee weakness.

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