AI Risk & Governance

AI Risk & Governance

ASIC Eyes Regtech Expansion

By Samuel Riding | 29/05/2017

Securities watchdog looks to bring more regulation and compliance technology into innovation hub, sandbox.

AI Risk & Governance

PBOC Sets up Fintech Committee, But No Sandbox

By Samuel Riding | 16/05/2017

Central bank to consider several of the measures mooted by head of science and technology department in March.

AI Risk & Governance

Malaysia Launches Automated Portfolio Management Regime

By Samuel Riding | 10/05/2017

New framework on licensing and conduct designed to increase wealth management channels.

Trading & Investment

Algo Trading: ‘I’m Sorry Dave, I’m Afraid I Can’t Do That’

By Peter Guy | 08/05/2017

Increasingly complex trading algorithms challenge regulators’ and banks’ ability to manage risks.

Structural Regulation

HK SFC Warns on ‘Phantom’ Brokerages

By Samuel Riding | 08/05/2017

Executive director for intermediaries says regulator will sanction or ban dormant firms.

Cloud & Infrastructure

AxiomSL Appoints Peter Tierney APAC CEO

By Samuel Riding | 04/05/2017

AxiomSL appointed Peter Tierney as CEO of the firm’s Asia Pacific (APAC) region. Tierney brings more than 25 years of […]

AI Risk & Governance

MAS Chief Cites Technology as Top Regulatory Priority

By Samuel Riding | 24/04/2017

Ravi Menon cites banks exit from some market segments, but says costs not sufficient reason for regulatory rollback.

Trading & Investment

Technology, Regulation and the Future of FX Trading

By Peter Guy | 24/04/2017

Regulations and fintech are competing to determine trading’s new frontiers.

Cloud & Infrastructure

Hong Kong Pitches for Regtech Leadership

By JP Reimann | 13/04/2017

Regulators encourage mutual support and cooperation as industry players eye billions in cost savings.