AI Risk & Governance

Conduct, Culture & Accountability

Merrill Lynch Units’ $1.9mn Fine Could Have Been Much Larger – HK SFC

By Samuel Riding | 27/03/2017

One unit advised on futures contracts for more than 10 years without the required license.

Emerging Prudential Risks

Updated – MAS Raises Spectre of Algo ‘Contagion’

By Samuel Riding | 21/03/2017

Singapore regulator using clustering, network analysis; to set up supervisory technology unit.

Cloud & Infrastructure

MAS Enters Japan Fintech Partnership

By Samuel Riding | 15/03/2017

Japan recently forged fintech link with UK; regulatory agreements over past 12 month belie talk of ‘economic nationalism’.

Cloud & Infrastructure

Updated – Japan, UK Regulators Agree Fintech Referrals

By Samuel Riding | 10/03/2017

JFSA also eyes cross-border rule making on blockchain.

Cloud & Infrastructure

S.Korea to Provide $2.6bn in Fintech Funding

By Samuel Riding | 09/03/2017

Funds will be offered over next three years to close gap with industries in Japan, US and UK.

AI Risk & Governance

Tokyo Exchange to Deploy Machine Learning, AI Surveillance

By Samuel Riding | 01/03/2017

Exchange will deploy NEC machine learning, Hitachi AI technology.

Emerging Prudential Risks

Fintech at a Regulatory Crossroads

By Peter Guy | 27/02/2017

How financial technology could accelerate and exacerbate the next crisis remains unanswered.

AI Risk & Governance

MAS to Launch Data Analytics Group

By Samuel Riding | 14/02/2017

New group will help MAS to enhance efficiency of regulatory compliance, supervision.

Cloud & Infrastructure

Bureaucracy Hinders Australia Regtech Adoption

By Samuel Riding | 09/02/2017

ASIC urged to work with government to help cut regulatory costs, relax requirements.