AI Risk & Governance

Trading & Investment

India to Revamp Stock Trading Regulations

By Samuel Riding | 18/01/2017

Securities regulator to also tighten market scrutiny, issue new rules for exchanges, clearers and brokers.

AI Risk & Governance

Japan FSA to Allow JPX to Use Fintech

By Samuel Riding | 09/01/2017

Move aims to further explore technology applications, enhance trading efficiency.

Cloud & Infrastructure

MAS Publishes Updated Fintech Sandbox Guidelines

By Samuel Riding | 06/01/2017

Updates include simplified application requirements, evaluation criteria; clarify when sandbox will no longer apply.

Market Risk

The Big Picture – Jenny Knott, NEX Optimisation CEO

By Samuel Riding | 05/01/2017

Chief executive of newly formed firm discusses pressing problems and potential solutions.

Anti-Money Laundering

S.Korea to Introduce AI System to Boost AML, CTF

By Samuel Riding | 19/12/2016

System to increase accuracy of isolating suspicious transactions from normal business.

AI Risk & Governance

Hong Kong SFC Cites Algo Trading Risk Mitigation Weaknesses

By Samuel Riding | 13/12/2016

Findings include insufficient management and control personnel involvement in governance.

Cloud & Infrastructure

HK, UK Sign Fintech Agreement

By Samuel Riding | 07/12/2016

Regulators will collaborate on ‘experience sharing’, information exchange.

AI Risk & Governance

Malaysia to Utilise Big Data in Market Analytics

By Samuel Riding | 05/12/2016

New technology allows processing of data from different sources, said to enhance regulatory effectiveness.

Cybersecurity

Japan FSA Sets Out 2017 Agenda

By Samuel Riding | 01/12/2016

Regulator says to boost cybersecurity, fintech; examine HFT trading regulation.