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Structural Regulation
SEBI Planning Paperless Intermediary Registration
By Samuel Riding | 25/04/2016
Brokerages, mutual funds, portfolio managers and others will be able to forego written applications.
Cloud & Infrastructure
Indonesia to Introduce Fintech Rules by End of Year
By Samuel Riding | 20/04/2016
Financial services authority says it will consult China, Australia, Singapore and Malaysia.
Emerging Prudential Risks
Mitsubishi UFJ CEO Outlines Regulatory Challenges
By Samuel Riding | 14/04/2016
Nobuyuki Hirano cites fintech, sovereign debt risk weightings and conduct among most pressing issues.
Cloud & Infrastructure
Australia, Singapore Aim to Lower Fintech Barriers
By Samuel Riding | 12/04/2016
National regulators to discuss agreement to support cross-border operation of fintech start-ups.
Trading & Investment
SEBI Investigating ‘Dark Fibre’ at NSE
By Samuel Riding | 11/04/2016
Whistle blower says firms other than ISPs laid fibres to benefit some trading members.
Cybersecurity
IOSCO Issues Cyber Risk Study
By Samuel Riding | 07/04/2016
Report explores approach to cyber risks of Singapore and Australian regulators.
Cybersecurity
India Extends Cyber Security Provisions to Commodity Exchanges
By Samuel Riding | 30/03/2016
SEBI says frameworks should ensure exchanges’ ability to undertake systemically critical functions.
Cloud & Infrastructure
MAS to Focus on Bank, Fintech Collaboration
By Samuel Riding | 29/03/2016
Regulator dismisses disruption concerns, says banks and technology firms are exploring cooperation.
Structural Regulation
SFC Could Follow UK Crowdfunding Regulation Format
By Samuel Riding | 23/03/2016
Hong Kong regulator considering UK-style framework and prospectus exemptions.
AI Risk & Governance
ASIC Issues Robo-advice Consultation
By Samuel Riding | 22/03/2016
Consultation paper and draft regulatory guide cover licensing and advice to retail clients.
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