Anti-Money Laundering

Anti-Money Laundering

HK Regulator Details AML/CTF Failures

By Samuel Riding | 27/01/2017

SFC identified 200 instances of non-compliance during 2016 inspections.

Market Abuse

India to Tighten P-Note Regulation

By Samuel Riding | 24/01/2017

SEBI chairman cites concerns about tax evasion, stock price manipulation.

Anti-Money Laundering

Philippines Tightens Money Service Rules

By Samuel Riding | 23/01/2017

New rules limit cash transactions, require compliance with Anti-Money Laundering Act provisions.

Anti-Money Laundering

SEBI Tightens Commodity Futures Trading Rules

By Samuel Riding | 23/01/2017

Move aims to curb tax evasion through illiquid contracts.

AI Risk & Governance

The Whys and Whats of Regtech

By Nick Wakefield | 19/01/2017

Speakers at Fintech Finals discuss the rationale for regtech, and where it can be of most use.

Anti-Money Laundering

Singapore Accounting Regulator to Enhance Reporting Transparency

By Samuel Riding | 19/01/2017

Move aims to enhance governance standards, align with global AML, CTF standards.

Anti-Money Laundering

Pakistan to Introduce Tax Amnesty

By Samuel Riding | 13/01/2017

6-month scheme would charge only 5% on returned assets in first 2 months.

Anti-Money Laundering

Ex-Falcon Manager Linked to 1MDB Jailed, Fined

By Samuel Riding | 12/01/2017

Former branch manager failed to file STRs, pleads guilty to six of 16 charges.

Anti-Money Laundering

Bangladesh Cuts Mobile Transaction Limits

By Samuel Riding | 12/01/2017

Inbound daily transfer limit slashed more than 75%.