Markets & Infrastructure

Conduct, Culture & Accountability

Korea FSS Probes Mirae Asset Over SpaceX Share Sale

By Sanday Chongo Kabange | 08/06/2026

The FSS is reportedly examining potential investor protection failures, including inadequate risk disclosure and abuse of the professional investor framework.

Liquidity Risk

Thai Court and Parliament Scrutinise THB 400bn Loan Decree

By Editors | 08/06/2026

Thailand’s Constitutional Court is reviewing a THB 400 billion emergency loan decree as lawmakers push for a special committee to oversee spending.

Structural Regulation

IOSCO Modernises Secondary Market Disclosure Framework

By Manesh Samtani | 08/06/2026

IOSCO has consolidated and updated its principles-based guidance for regulators on corporate disclosure for listed entities after their securities are admitted to trading.

Structural Regulation

India Proposes VCC Framework to Bolster Fund Management in GIFT City

By Nithya Subramanian | 08/06/2026

Proposed legislation aims to introduce a corporate fund structure popular in global hubs like Singapore, offering greater flexibility and investor protection.

Supervision & Enforcement

Japan SESC Seeks Action Against Moomoo for NISA Mis-selling

By Sanday Chongo Kabange | 08/06/2026

The online broker, a unit of Futu Holdings, is cited for falsely advertising NISA-eligible products and for significant internal control and governance deficiencies.

Fraud, Scams & Cybercrime

PwC Review Finds IndusInd Bank Overstated Profit by INR 18.18bn

By Nithya Subramanian | 08/06/2026

A confidential review found manual accounting entries were used to offset trading losses, highlighting significant internal control and governance weaknesses.

Supervision & Enforcement

Australian Regulators Signal Tougher Stance on Governance and Risk

By Sanday Chongo Kabange | 08/06/2026

APRA, ASIC and RBA officials have detailed heightened scrutiny of superannuation trustees, audit firms, and payments amid a complex economic and risk environment.

Structural Regulation

China Issues Sweeping New Rules for Private Fund Sector

By Mark Johnston | 08/06/2026

New guidelines aim to curb financial risks, eliminate non-compliant players, and steer capital towards national strategic priorities like technology innovation.

Structural Regulation

RBI Appoints Self-Regulatory Body for Account Aggregator Ecosystem

By Editors | 08/06/2026

The RBI has recognised the Sahamati Foundation as the SRO for India’s rapidly expanding consent-based financial data-sharing network.