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AI Risk & Governance
Regulation Asia Recognises Emotics for Pioneering Compliance Analytics Tech
By Editors | 14/11/2019
Emotics has been recognised as ‘One to Watch’ in the Regtech category for Compliance Analytics.
Conduct, Culture & Accountability
LeapXpert Recognised for Innovative Communications Surveillance Technology
By Editors | 14/11/2019
LeapXpert has been recognised as ‘One to Watch’ for its innovative Communications Surveillance Technology.
Trading & Investment
SEBI Cuts IPO Listing Time to Just Three Days
By Editors | 13/11/2019
The move comes as the country’s securities regulator has extended its timeline to make all retail applications for public equity issues to be paid exclusively using digital payment application, UPI.
Structural Regulation
Malaysia Finalises Requirements for Electronic Trading Platforms
By Editors | 13/11/2019
The new rules went into effect on 11 November and require that electronic trading platforms and networks obtain prior approval from the central bank before offering services in Malaysia.
Cloud & Infrastructure
BIS Launches Innovation Hub Centre in Singapore
By Editors | 13/11/2019
The launch of the BIS Innovation Hub Centre took place on the sidelines of the 2019 Singapore FinTech Festival x Singapore Week of Innovation and TeCHnology.
Cybersecurity
Singapore Deepens Cooperation with French, Canadian Regulators
By Garima Chitkara | 13/11/2019
French central bank establishes first Asian office in Singapore to enhance financial market cooperation; Canadian securities authorities pledge information exchange and fintech access.
Payments & Settlements
SET Launches Interbank Payment System for Securities Transactions
By Editors | 13/11/2019
The new system will provide greater convenience for investors, alleviate intermediaries’ cash management burden, and mitigate payment risks in the banking system.
Trading & Investment
MAS Grants Dalian Commodity Exchange RMO Licence
By Editors | 12/11/2019
China’s Dalian Commodity Exchange has been recognised by the MAS as a market operator, allowing it to promote iron ore futures to Singapore investors.
Fraud, Scams & Cybercrime
UBS to Pay HK$600m in Fines and Compensation for Overcharging Clients
By Editors | 12/11/2019
The SFC reprimanded and fined UBS for overcharging clients over a ten-year period, affecting 5,000 Hong Kong-managed client accounts in over 28,000 transactions.
Market Data & Technology
MAS, Deloitte, S&P Launch Fintech Investment Research Platform
By Editors | 12/11/2019
The new platform, launched by MAS, Deloitte and S&P Global Market Intelligence, will help financial institutions and investors to more effectively discover investment opportunities in the fintech space.
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