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Conduct, Culture & Accountability
ASIC Confirms Further ASX Review
By Samuel Riding | 21/04/2017
Regulator also eyeing conduct and culture; conflicts of interest, tech and market innovation risks.
Structural Regulation
Pakistan Board of Revenue Eyes Removal of Bank Tax Breaks
By Samuel Riding | 21/04/2017
Agency is also considering stiffer rules on banks’ provision of taxpayer information.
Clearing & Post-Trade
ESMA to Cooperate with New Zealand Regulators on CCPs
By Editors | 20/04/2017
MoU recognises New Zealand’s CCPs as able to provide clearing to EU clearing members, trading venues.
KYC & CDD
Philippines to Introduce ‘Basic’ Banking
By Samuel Riding | 18/04/2017
Accounts will have easier KYC and low balance requirements in bid to boost financial inclusion.
Structural Regulation
Payment Processors at the Gate
By Peter Guy | 17/04/2017
Regulatory hurdles in Ant Financial and MoneyGram deal may affect fintech development.
Trading & Investment
India Allows Equity Derivatives at IFSCs
By Samuel Riding | 17/04/2017
Position limit set at 10% of free float; 50% of domestic market MWPL by value.
Clearing & Post-Trade
The Path Ahead – An EU Perspective on APAC OTC Derivatives Regulation
By Antonio de Lecea | 12/04/2017
Markets should expect the G20 reform commitments to continue to inform regulatory changes, and more equivalence decisions.
Clearing & Post-Trade
OTC Derivatives: Get Ready for Fine-tuning
By Samuel Riding | 12/04/2017
Panellists at OTC Derivatives Summit Asia eye the next phase of regulation.
Structural Regulation
FSB Kicks Off ‘Unintended Consequences’ Consultation
By Samuel Riding | 12/04/2017
Board says consultation will result in fine tuning rather than a rollback of post-crisis reform.
Trading & Investment
Vietnam Exchange Finalises Derivatives Rules
By Samuel Riding | 11/04/2017
Membership requirements the last piece of the jigsaw as HNX braces for 3Q17 launch.
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