Markets & Infrastructure

    Conduct, Culture & Accountability

    SFC Fines Yuanta Securities’ HK Unit for Disclosure Failings

    By Samuel Riding | 29/02/2016

    Securities regulator says firm hid bond deal execution prices and financial gains.

    Payments & Settlements

    The Cashless Economy – Closer Than You Think

    By Peter Guy | 29/02/2016

    Determined financial regulation and proven technology could result in the cashless society needed for negative rates.

    Trading & Investment

    SGX Proposes 10% IPO Quota for Retail Investors

    By Samuel Riding | 29/02/2016

    Singapore exchange doubles proposed minimum requirement from 5% after positive feedback.

    Alternative Markets

    SEBI to Discuss AIF for Start-ups

    By Samuel Riding | 29/02/2016

    Indian regulator to consider measures to bring in long-term capital from domestic and international investors.

    Structural Regulation

    IOSCO Issues 2nd IBOR Review

    By Samuel Riding | 29/02/2016

    Study finds most recommendations on governance, transparency and accountability have been implemented.

    Trading & Investment

    Hong Kong Expands Short Position Reporting Rules

    By Samuel Riding | 25/02/2016

    SFC expands position reporting to all securities that can be shorted; sets collective investment scheme threshold at HKD30 million.

    Clearing & Post-Trade

    ASEAN Cross-border Trading Link Holds Little Appeal

    By Samuel Riding | 25/02/2016

    Indonesian regulator says Jakarta exchange won’t join yet due to low volumes, lack of post trade linkage.

    Structural Regulation

    Philippines Confirms New Bank Approval Rules

    By Samuel Riding | 23/02/2016

    Central bank confirms complete lifting of moratorium from 1 January, 2018.

    Structural Regulation

    IOSCO to Set up Regional Hub in Malaysia

    By Samuel Riding | 23/02/2016

    Organisation confirms decision, plans for China’s G20 presidency at two-day meeting.

    Structural Regulation

    New Head of CSRC Faces Arduous Learning Process

    By Peter Guy | 22/02/2016

    Chinese regulators are conflicted between enforcing conduct and controlling market forces.

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