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Conduct, Culture & Accountability
SFC Fines Yuanta Securities’ HK Unit for Disclosure Failings
By Samuel Riding | 29/02/2016
Securities regulator says firm hid bond deal execution prices and financial gains.
Payments & Settlements
The Cashless Economy – Closer Than You Think
By Peter Guy | 29/02/2016
Determined financial regulation and proven technology could result in the cashless society needed for negative rates.
Trading & Investment
SGX Proposes 10% IPO Quota for Retail Investors
By Samuel Riding | 29/02/2016
Singapore exchange doubles proposed minimum requirement from 5% after positive feedback.
Alternative Markets
SEBI to Discuss AIF for Start-ups
By Samuel Riding | 29/02/2016
Indian regulator to consider measures to bring in long-term capital from domestic and international investors.
Structural Regulation
IOSCO Issues 2nd IBOR Review
By Samuel Riding | 29/02/2016
Study finds most recommendations on governance, transparency and accountability have been implemented.
Trading & Investment
Hong Kong Expands Short Position Reporting Rules
By Samuel Riding | 25/02/2016
SFC expands position reporting to all securities that can be shorted; sets collective investment scheme threshold at HKD30 million.
Clearing & Post-Trade
ASEAN Cross-border Trading Link Holds Little Appeal
By Samuel Riding | 25/02/2016
Indonesian regulator says Jakarta exchange won’t join yet due to low volumes, lack of post trade linkage.
Structural Regulation
Philippines Confirms New Bank Approval Rules
By Samuel Riding | 23/02/2016
Central bank confirms complete lifting of moratorium from 1 January, 2018.
Structural Regulation
IOSCO to Set up Regional Hub in Malaysia
By Samuel Riding | 23/02/2016
Organisation confirms decision, plans for China’s G20 presidency at two-day meeting.
Structural Regulation
New Head of CSRC Faces Arduous Learning Process
By Peter Guy | 22/02/2016
Chinese regulators are conflicted between enforcing conduct and controlling market forces.
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