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KYC & CDD
High Level of Compliance with New Philippines Securities Rules
By Samuel Riding | 21/02/2016
Regulator says 88 of 133 firms meet new regulations despite objections from brokers and dealers association.
Structural Regulation
Head Finally Rolls at CSRC
By Samuel Riding | 21/02/2016
Xiao Gang replaced at top of securities regulator by Agricultural Bank chairman Liu Shiyu.
Structural Regulation
Tax Regulation Remains Critical Issue for Asian AIF – Augentius
By Samuel Riding | 19/02/2016
Funds in US and Europe believe issue is largely settled, but Asian uncertainty remains, research finds.
Trading & Investment
SGX Consults on Futures Trading, Derivatives Clearing Rules
By Samuel Riding | 19/02/2016
Singapore exchange asks for feedback on plans for new derivatives trading and clearing system.
Trading & Investment
OJK Regulation Targets Sharia Fund Growth
By Samuel Riding | 18/02/2016
Financial services authority expects sukuk fund regulations to bring market share above 5%.
Structural Regulation
Indonesia Eases Rights Issue Rules
By Samuel Riding | 18/02/2016
Rights issues to require approval by general meeting of shareholders before being submitted to regulator.
Trading & Investment
Thailand Amending IPO Rules
By Samuel Riding | 17/02/2016
Securities regulator aims to prevent irregular post-IPO trade caused by disproportionate share allocations to company patrons.
Trading & Investment
Korea Introduces Tax-exempt Savings Account
By Samuel Riding | 17/02/2016
Holders of the new account will be able to give banks, brokers permission to make investment decisions.
Trading & Investment
Japan Lifts Government Bond Sales Limits
By Samuel Riding | 17/02/2016
Central bank moves to ease stress in government securities market.
Market Data & Technology
HKEX Launches Data Distribution Programme
By Samuel Riding | 16/02/2016
Exchange aims to promote wider availability of data for mainland China investors.
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