Markets & Infrastructure

    KYC & CDD

    High Level of Compliance with New Philippines Securities Rules

    By Samuel Riding | 21/02/2016

    Regulator says 88 of 133 firms meet new regulations despite objections from brokers and dealers association.

    Structural Regulation

    Head Finally Rolls at CSRC

    By Samuel Riding | 21/02/2016

    Xiao Gang replaced at top of securities regulator by Agricultural Bank chairman Liu Shiyu.

    Structural Regulation

    Tax Regulation Remains Critical Issue for Asian AIF – Augentius

    By Samuel Riding | 19/02/2016

    Funds in US and Europe believe issue is largely settled, but Asian uncertainty remains, research finds.

    Trading & Investment

    SGX Consults on Futures Trading, Derivatives Clearing Rules

    By Samuel Riding | 19/02/2016

    Singapore exchange asks for feedback on plans for new derivatives trading and clearing system.

    Trading & Investment

    OJK Regulation Targets Sharia Fund Growth

    By Samuel Riding | 18/02/2016

    Financial services authority expects sukuk fund regulations to bring market share above 5%.

    Structural Regulation

    Indonesia Eases Rights Issue Rules

    By Samuel Riding | 18/02/2016

    Rights issues to require approval by general meeting of shareholders before being submitted to regulator.

    Trading & Investment

    Thailand Amending IPO Rules

    By Samuel Riding | 17/02/2016

    Securities regulator aims to prevent irregular post-IPO trade caused by disproportionate share allocations to company patrons.

    Trading & Investment

    Korea Introduces Tax-exempt Savings Account

    By Samuel Riding | 17/02/2016

    Holders of the new account will be able to give banks, brokers permission to make investment decisions.

    Trading & Investment

    Japan Lifts Government Bond Sales Limits

    By Samuel Riding | 17/02/2016

    Central bank moves to ease stress in government securities market.

    Market Data & Technology

    HKEX Launches Data Distribution Programme

    By Samuel Riding | 16/02/2016

    Exchange aims to promote wider availability of data for mainland China investors.

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