Markets & Infrastructure

Cloud & Infrastructure

Updated – Japan, UK Regulators Agree Fintech Referrals

By Samuel Riding | 10/03/2017

JFSA also eyes cross-border rule making on blockchain.

Custody & Infrastructure

MAS Completes Blockchain Settlement Project

By Samuel Riding | 10/03/2017

SGX to trial distributed ledger in fixed income trading, settlement.

Conduct, Culture & Accountability

Red Flags in HK Managers in Charge Regime

By Samuel Riding | 09/03/2017

July deadline looming large over financial institutions and their service providers.

Payments & Settlements

SEBI Allows All-digital Fee Payments

By Samuel Riding | 09/03/2017

Indian securities regulator also amends charges on derivatives transactions.

Cloud & Infrastructure

Singapore, Abu Dhabi Sign Fintech Regulation Agreement

By Samuel Riding | 09/03/2017

Jurisdictions establish strategic framework for assisting start-up applications, authorisation.

Supervision & Enforcement

ASIC Issues 2H16 Enforcement Report

By Samuel Riding | 08/03/2017

Regulator cites tackling ‘ailing confidence in market based system’ as a priority.

Conduct, Culture & Accountability

India to Establish Stewardship Code

By Samuel Riding | 06/03/2017

Code said to encourage institutional investors to engage on corporate risk, capital structure, governance and remuneration.

Trading & Investment

HK Expands Fund Disclosure Requirements

By Samuel Riding | 06/03/2017

All authorised funds must now disclose ongoing charges, past performance.

Conduct, Culture & Accountability

Blockchain Can Win the War on Financial Misconduct

By Peter Guy | 06/03/2017

The financial sector still struggles to establish ethical conduct. Fintech offers a solution.