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Supervision & Enforcement
China, Abu Dhabi to Cooperate on Financial Regulation
By Samuel Riding | 18/07/2016
MoU covers cross-border activities and enhanced regulatory collaboration.
Capital Adequacy
Finadium and Deriv Asia Announce Consulting and Research Partnership for Asian Clients
By Samuel Riding | 15/07/2016
Singapore-based derivatives and risk consultancy Deriv Asia and US based securities finance researcher and consultant Finadium have agreed to launch […]
Trading & Investment
LSE-SHSE Link Study Making ‘Good Progress’ – CSRC
By Samuel Riding | 15/07/2016
London exchange chief says Brexit vote has created uncertainty but has limited overall impact.
Clearing & Post-Trade
HK Issues OTC Clearing Revisions
By Samuel Riding | 15/07/2016
HKMA and SFC consultation conclusions add further proposed revisions.
Payments & Settlements
SGX Resumes Normal Service After 5-hour Outage
By Samuel Riding | 15/07/2016
Trading was halted for the day at noon on Thursday, 14 July.
Trading & Investment
ASIC Issues IPO Due Diligence Report
By Samuel Riding | 15/07/2016
Poor due diligence correlates with defective prospectus disclosures, study finds.
Cloud & Infrastructure
RBI Sets up Fintech Regulation Panel
By Samuel Riding | 15/07/2016
Working group will assess current regulations and statutory provisions.
Structural Regulation
ASIC Consults on Market, Securities Class Orders
By Samuel Riding | 14/07/2016
Regulator proposes to remake nine instruments, vary or repeal three.
Trading & Investment
India Simplifies Trading Account Opening
By Samuel Riding | 14/07/2016
New SEBI guidelines make it easier for brokers to use electronic documents.
Trading & Investment
Indonesia to Allow Banks to Offer ‘Call Spreads’
By Samuel Riding | 14/07/2016
Largest banks can issue the complex structured products to corporate customers for specific transactions
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