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Emerging Prudential Risks
Regulatory Uncertainty Hindering Foreign Banks in China: CIFR
By Samuel Riding | 10/11/2015
China puts stability and other macro factors before competition when considering bank mergers, report says.
Trading & Investment
China, Singapore to Boost Capital Market Connectivity
By Samuel Riding | 09/11/2015
Pair to hold talks on regulations that ‘impinge on their capital markets’; Singapore to expand product offering to Chinese institutions.
Market Abuse
Spoofing Conviction Creates Uncertainty
By Peter Guy | 09/11/2015
Last week’s successful US conviction creates more ambiguity in electronic trading and global markets.
Trading & Investment
Pakistan Issues Draft Short Sale Rules
By Samuel Riding | 09/11/2015
Securities and Exchange Commission proposes short sale limit at 40 percent of a security’s average daily turnover.
Market Abuse
Singapore Investigates Alleged Derivatives Spoofing
By Samuel Riding | 09/11/2015
SGX investigation prompted by large number of complaints and amid increased scrutiny of spoof trading.
Trading & Investment
China, Singapore Sign Commodity Financing Deal
By Samuel Riding | 09/11/2015
Bank of China to set up global business centre for commodities financing and trading in Singapore.
Conduct, Culture & Accountability
FSB to Establish Misconduct Risks Group
By Samuel Riding | 09/11/2015
Financial Stability Board to also consider the issue of using compensation as a means of reducing misconduct.
Structural Regulation
Indonesia Eyes Banking Pacts with Singapore, India
By Samuel Riding | 06/11/2015
OJK targeting six bilateral agreements to give its banks easier access to Asian markets.
Trading & Investment
Thailand’s SEC Consults on Mutual Fund Investment Rules
By Samuel Riding | 06/11/2015
Regular proposing to loosen rules on investment policy of funds sold to institutional and HNW investors
Structural Regulation
SEBI Halts Approvals of ‘Copycat’ Mutual Funds
By Samuel Riding | 06/11/2015
India’s capital markets regulator will approve no new funds until existing similar schemes are merged.
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