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Market Abuse
SGX Extends Privy List Requirements
By Samuel Riding | 04/11/2015
Rule comes into effect on December 1; exchange to no longer require private notification of significant transactions
Structural Regulation
Allow Banks to Offer Below-benchmark Rate Loans: SBI
By Samuel Riding | 03/11/2015
State Bank of India says allowing rule change will create level playing field, discourage regulatory arbitrage
Conduct, Culture & Accountability
Compliance Culture and Goldman’s Fine for Fed Leaks
By Peter Guy | 03/11/2015
Hiring at the edge of the revolving door between regulators and banks inevitably creates hazardous regulatory challenges.
Trading & Investment
China’s Futures Exchange Hit by Securities Regulator Clampdown
By Samuel Riding | 02/11/2015
Volume declines to five-year low amid CSCR’s tight margin requirements and position limits on futures trading.
Structural Regulation
China, Japan, Korea to Boost Coordination Among Financial Authorities
By Samuel Riding | 02/11/2015
Countries pledge to increase cross-border information sharing and policy coordination at talks in Soeul.
Structural Regulation
ASIC Publishes Changes to Market Integrity Rules
By Samuel Riding | 30/10/2015
Changes impact warrants and ETFs traded on new Chi-X investment product market.
Structural Regulation
PFRDA Wants Remit on Insurance and Mutual Fund Pensions
By Samuel Riding | 30/10/2015
Pensions authority says it should be overseeing pension products which are currently regulated by SEBI
Clearing & Post-Trade
CFTC Issues Exemption Orders to Japanese, Korean Derivatives Clearing Houses
By Samuel Riding | 29/10/2015
Exemptions granted to Japan Securities Clearing Corporation and Korea Exchange due to ‘comparable regulation’ in home countries.
Structural Regulation
China’s Capital Outflows Raise Spectre of Tobin Tax
By Samuel Riding | 29/10/2015
SAFE considering moves to suppress abnormal and significant flows of short-term funds that seek arbitrage, official says.
Conduct, Culture & Accountability
SSE Tightens Information Disclosure Requirements
By Samuel Riding | 29/10/2015
Companies listed on Shanghai Stock Exchange will need to be more specific when making announcements impacting stock prices.
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