Markets & Infrastructure

Cybersecurity

Up at Night – Hong Kong’s Most Pressing Regulatory Issues

By Wolters Kluwer Financial Services | 14/10/2016

Speakers at recent Institute of Bankers conference discuss cybersecurity, AML/CTF, and more.

Emerging Prudential Risks

China to Tighten Internet Finance Rules

By Samuel Riding | 14/10/2016

PBOC to head taskforce including securities regulator and issue measures by March 2017.

Clearing & Post-Trade

ICAP Acquires Abide Financial

By Samuel Riding | 13/10/2016

London, New York, 13 October 2016 – ICAP plc, a leading markets operator and provider of post trade risk mitigation […]

Structural Regulation

Malaysia SC to Revamp Trustee, Custodian Framework

By Samuel Riding | 13/10/2016

New framework designed to assure investor protection, enable trustees to expand service.

AI Risk & Governance

Regtech for Regulators – A New Paradigm

By Samuel Riding | 13/10/2016

Study suggests regulators are behind those they regulate in implementing technology.

Clearing & Post-Trade

ASX Revamps Code of Conduct

By Samuel Riding | 12/10/2016

Council of Financial Regulators also issues minimum conditions for competition.

Trading & Investment

HK, Shenzhen Cement Stock Link

By Samuel Riding | 12/10/2016

Four-party agreement between exchanges and clearers solidifies formal arrangements.

Fraud, Scams & Cybercrime

Too Big to Care

By Peter Guy | 11/10/2016

Wells Fargo scandal shows regulation’s failure to protect individual customers.

Capital Adequacy

Korea to Issue Protective Measures for Equity-linked Security Investors

By Samuel Riding | 11/10/2016

Soaring equity-linked issuance threatens investor protection; new measures to be announced in November