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Market Abuse
Goldman Sachs Censured for HK Takeover Code Breaches
By Samuel Riding | 03/02/2016
Investment bank failed to make dealing disclosures on 111 trades, breached research report restrictions.
Clearing & Post-Trade
HK, Singapore, Australia Delay UTI Implementation
By Samuel Riding | 02/02/2016
Regulators to await international standards, delay implementation to early 2017.
Clearing & Post-Trade
LCH.Clearnet Gains Singapore Clearing House Status
By Samuel Riding | 02/02/2016
Recognition means firms subject to upcoming MAS clearing requirements can use LCH.Clearnet platform.
Trading & Investment
S.Korea to Ease Foreign Investment Rules
By Samuel Riding | 02/02/2016
FSC aims to make foreign investment in local stocks easier, regain MSCI developed market status.
Alternative Markets
China to Pilot Commercial Bank Investment in Tech Firms
By Samuel Riding | 02/02/2016
Existing law bars commercial lenders from direct investment in equities of non-bank institutions.
Trading & Investment
SEBI Squeezes Commodity Derivative Position Limits
By Samuel Riding | 01/02/2016
Move designed to make segment safer and reduce volatility, but could hurt large players.
Structural Regulation
SGX, MAS to Delay New Regulation
By Samuel Riding | 01/02/2016
Exchange, monetary authority agree to leave six-12 month gap between new requirements.
Market Abuse
MAS to Take on Exchange Surveillance
By Samuel Riding | 01/02/2016
Monetary authority says self-regulating Singapore exchanges can have ‘blind spots’
Trading & Investment
Japan Investigating HFT, Dark Pools
By Samuel Riding | 29/01/2016
Securities and Exchange Surveillance Commission asks for details of brokerages’ HFT services.
Cybersecurity
Australia to Tighten Mobile Wallet Supervision
By Samuel Riding | 29/01/2016
Trade body wants digital wallet providers to sign new security protocol.
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