Markets & Infrastructure

    Supervision & Enforcement

    HKMA Issues Guidelines on Penalties for OTC Rule Breaches

    By Samuel Riding | 03/10/2016

    Authority says it will not automatically link fines with profit gained, loss avoided from breaches.

    Capital Adequacy

    Deutsche Bank – Chronicle of a Death Foretold

    By Peter Guy | 03/10/2016

    Share price volatility shows lack of confidence in German lender’s management, and regulators.

    Trading & Investment

    India Kicks off Commodity Options Regime

    By Samuel Riding | 29/09/2016

    Advisory committee recommends SEBI permit trading; regulator to issue guidelines ‘in due course’.

    Trading & Investment

    HKEX Issues SZ-HK Stock Connect Rules

    By Samuel Riding | 29/09/2016

    Information book, SEHK rules and FAQs amended.

    Structural Regulation

    Vietnam Could Ban Foreigners from Depositing in VND

    By Samuel Riding | 29/09/2016

    Commentators regard central bank proposal as ‘regrettable backward step’.

    Structural Regulation

    SEBI Details Commodity Exchange Investor Protection Rules

    By Samuel Riding | 28/09/2016

    All penalties levied by exchanges will enter investor protection fund.

    Structural Regulation

    Asia Regulations Hindering ETF Adoption

    By Samuel Riding | 28/09/2016

    Stringent rules make ‘speed to market’ slower than in other regions despite clear market appeal.

    Structural Regulation

    China to Clarify Foreign Fund Offering Rules

    By Samuel Riding | 28/09/2016

    CSRC to work with AMAC to address foreign asset managers’ concerns

    Cybersecurity

    SWIFT Introduces Mandatory Customer Security Requirements

    By Samuel Riding | 28/09/2016

    Geneva, 27 September 2016 – SWIFT announced the introduction of a set of core security standards and an associated assurance […]

    Trading & Investment

    Emerging Asia Heads Decline in Banks’ Relevance – EY

    By Samuel Riding | 27/09/2016

    Lack of trust one of the main factors turning consumers away from traditional banks, report suggests.

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