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Supervision & Enforcement
HKMA Issues Guidelines on Penalties for OTC Rule Breaches
By Samuel Riding | 03/10/2016
Authority says it will not automatically link fines with profit gained, loss avoided from breaches.
Capital Adequacy
Deutsche Bank – Chronicle of a Death Foretold
By Peter Guy | 03/10/2016
Share price volatility shows lack of confidence in German lender’s management, and regulators.
Trading & Investment
India Kicks off Commodity Options Regime
By Samuel Riding | 29/09/2016
Advisory committee recommends SEBI permit trading; regulator to issue guidelines ‘in due course’.
Trading & Investment
HKEX Issues SZ-HK Stock Connect Rules
By Samuel Riding | 29/09/2016
Information book, SEHK rules and FAQs amended.
Structural Regulation
Vietnam Could Ban Foreigners from Depositing in VND
By Samuel Riding | 29/09/2016
Commentators regard central bank proposal as ‘regrettable backward step’.
Structural Regulation
SEBI Details Commodity Exchange Investor Protection Rules
By Samuel Riding | 28/09/2016
All penalties levied by exchanges will enter investor protection fund.
Structural Regulation
Asia Regulations Hindering ETF Adoption
By Samuel Riding | 28/09/2016
Stringent rules make ‘speed to market’ slower than in other regions despite clear market appeal.
Structural Regulation
China to Clarify Foreign Fund Offering Rules
By Samuel Riding | 28/09/2016
CSRC to work with AMAC to address foreign asset managers’ concerns
Cybersecurity
SWIFT Introduces Mandatory Customer Security Requirements
By Samuel Riding | 28/09/2016
Geneva, 27 September 2016 – SWIFT announced the introduction of a set of core security standards and an associated assurance […]
Trading & Investment
Emerging Asia Heads Decline in Banks’ Relevance – EY
By Samuel Riding | 27/09/2016
Lack of trust one of the main factors turning consumers away from traditional banks, report suggests.
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