Markets & Infrastructure

    Anti-Money Laundering

    Three Wave Regulation: Sibos Day 1 Plenary

    By Editors | 13/10/2015

    Yawar Shah’s opening remarks focus attention on financial crime compliance and market infrastructure growth.

    Payments & Settlements

    Breaking Away From a US Dollar Dominated World

    By Peter Guy | 13/10/2015

    CIPS translates into geopolitical, transnational banking power by obviating American oversight.

    Trading & Investment

    China Drafts New Rules to Govern Automated Trading

    By Editors | 12/10/2015

    China has issued draft regulations governing automated trading on three exchanges which include the adoption of a net daily purchase quota for some securities.

    Structural Regulation

    Hong Kong to Streamline Fund Authorisation Process

    By Editors | 12/10/2015

    Intention to promote fund providers’ self-compliance and reduce the overall processing time without compromising investor protection.

    Trading & Investment

    CSRC Seeks Stronger Supervision of Client Trading at Brokerages

    By Editors | 12/10/2015

    The China Securities Regulatory Commission is proposing guidelines for brokerages and wealth management firms to strengthen supervision of clients’ transactions.

    Structural Regulation

    ASIC Extends Deadline for Phase 3B Reporting Entities

    By Editors | 11/10/2015

    The Australian Securities and Investment Commission has extended the deadline for Phase 3B Reporting Entities to start reporting derivative transactions until December 4, 2015.

    Trading & Investment

    Hong Kong Considers Centralised Fund Platform

    By Editors | 11/10/2015

    The Hong Kong Securities Association is holding talks with Hong Kong Exchange and Clearing Limited to evaluate the possibility of launching a centralised fund platform.

    Alternative Markets

    China to Boost Lending to Venture Capital-Backed Startups

    By Editors | 11/10/2015

    The China Banking Regulatory Commission is working on trial measures to encourage banks to make long-term loans to startup technology companies that are financed by venture capitalists.

    Liquidity Risk

    Industry Endorses Intraday Liquidity Reporting Guidelines

    By Editors | 10/10/2015

    SWIFT has announced that the Payments Market Practice Group has endorsed the use of its messages for intraday liquidity reporting as required by the Basel Committee on Banking Supervision.

    Payments & Settlements

    China Launches New Interbank Payment System

    By Editors | 10/10/2015

    The People’s Bank of China has launched the China International Payment System, a cross-border interbank payment system to facilitate yuan clearing transactions.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.