Markets & Infrastructure

    Conduct, Culture & Accountability

    Australian Regulator Reports on Fee Disclosure Norms for Super and Managed Investments

    By Editors | 08/07/2014

    Australian Securities and Investments Commission has released a report on its review of the fee and cost disclosure practices in the superannuation and managed investment industry.

    Trading & Investment

    Singapore Exchange Launches Liquidity Hub in Hong Kong

    By Editors | 08/07/2014

    Singapore Exchange has moved forward on a collaboration with the Hong Kong Exchanges and Clearing with the launch of SGX’s liquidity hub at the Hong Kong exchanges’ data centre.

    Trading & Investment

    Basel Committee, IOSCO to Review Development of Securitisation Markets Worldwide

    By Editors | 08/07/2014

    The Basel Committee on Banking Supervision and the International Organization of Securities Commissions are leading a task force that will undertake a wide-ranging survey of securitisation markets worldwide.

    Trading & Investment

    Regulator SFC to Promote Hong Kong Domiciled Funds

    By Editors | 08/07/2014

    The Securities and Futures Commission said it will continue with its efforts to develop an asset management market for Hong Kong domiciled funds, while safeguarding investor interests through launching various regulatory initiatives.

    Structural Regulation

    Asian Regulators Enforce Global Derivatives Reporting Reforms

    By Editors | 08/07/2014

    Pragmatic consultation helps to improve transparency and risk management.

    Structural Regulation

    China Launches New Delisting Rules

    By Editors | 07/07/2014

    China’s securities watchdog has released a draft of proposed changes to the delisting regime for companies listed on Shanghai and Shenzhen.

    Structural Regulation

    Improving Regulatory Coordination and Cooperation – A 21st Century Approach

    By Editors | 04/07/2014

    Given that today’s global markets are inextricably linked, it is vital that global financial activities be regulated in a coordinated manner across borders.

    Trading & Investment

    MGSM Undertake Comprehensive HFT Study

    By Editors | 03/07/2014

    A team of financial researchers from the Macquarie Graduate School of Management (MGSM) will undertake Australia’s first comprehensive study into the impact of High Frequency Trading (HFT) on the quality of Australia’s financial market.

    Conduct, Culture & Accountability

    ASIC Relaxes Key Management Personnel Equity Disclosures

    By Editors | 01/07/2014

    The Australian Securities and Investments Commission has released a new class order to assist in the preparation of directors’ reports for financial years ending on or before September 30, 2014.

    Structural Regulation

    Hong Kong Regulator Reviews Regulation Approach to Market Intermediaries

    By Editors | 27/06/2014

    The Securities and Futures Commission is reviewing its overall approach to the regulation of market intermediaries following the combination of its licensing and supervision departments within a new Intermediaries Division.

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