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Structural Regulation
HKEx and SGX Establish Framework for Cooperation on Regulatory Reforms
By Editors | 04/12/2013
HKEx and SGX have agreed to work closer on extraterritorial market infrastructure regulation impacting the Asian region.
Clearing & Post-Trade
IOSCO Concerned Over Asian CPP Assessment
By Editors | 03/12/2013
“Imposing conditions and standards that are not relevant for non EU Central Counterparties (CCP) would give rise to severe problems” […]
Structural Regulation
CSRC to Remove Halt on IPOs
By Editors | 02/12/2013
The China Securities Regulatory Commission (CSRC) is set to reform the platform for Initial Public Offerings (IPO). The CSRC said […]
Conduct, Culture & Accountability
SEBI Consultation Paper on Regulation of Analysts
By Editors | 02/12/2013
The Securities and Exchange Board of India (SEBI) has issued a consultation paper to address a proposed regulation of research analysts.
Trading & Investment
Markit to Provide SFC Electronic Trading Rules Solution
By Editors | 29/11/2013
Markit announced today it had been selected by members of the Asia Securities Industry and Financial Markets Association (ASIFMA) to provide the online solution to facilitate compliance with Hong Kong’s Securities and Futures Commission’s (SFC) new electronic trading rules.
Structural Regulation
NZ Regulator Announces New CEO
By Editors | 28/11/2013
The New Zealand regulator, the Financial Markets Authority (FMA) has appointed Rob Everett as its new Chief Executive, effective 3 […]
Structural Regulation
EMIR Drives Legal Entity Identifiers Adoption in APAC
By Editors | 28/11/2013
The European Market Infrastructure Regulation (EMIR) has become the key driver this year for Asian regulators beginning to include pre-LEI codes in their reporting requirements
Conduct, Culture & Accountability
ASIC Pleased with Superannuation PDS Changes
By Editors | 27/11/2013
ASIC launched the shorter Product Disclosure Statement (PDS) Regime” in June 2012, and has now had a chance to review a sample of the shorter PDSs for superannuation and simple management investment schemes.
Structural Regulation
Asia’s Capital Markets: Strategies for Sustained Growth
By Editors | 26/11/2013
Collective industry voice reveals critical need to develop broader and deeper capital markets in the region.
Market Abuse
ASIC Launches Next Generation Market Surveillance System
By Editors | 25/11/2013
ASIC’s new market surveillance system is now in operation. The platform, knows as MAI (Market Analysis Intelligence) helps ASIC better […]
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