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Structural Regulation
SGX Names New Chief Regulatory and Chief Risk Officers
By Editors | 25/11/2013
Singapore Exchange (SGX) has announced that Yeo Lian Sim is retiring as Chief Regulatory & Risk Officer at the end […]
Structural Regulation
ASIC Releases Revised Guidance on Custody
By Editors | 21/11/2013
ASIC has today released revised guidance on the custody of assets and standards to be met by asset holders. The […]
Clearing & Post-Trade
Malaysian Regulators Issue Consultation Paper on OTC Derivatives Reporting
By Editors | 21/11/2013
Securities Commission Malaysia (SC), Bank Negara Malaysia (BNM) and Perbadanan Insurans Deposit Malaysia (PIDM) have issued a joint consultation paper […]
Liquidity Risk
RBA Debelle: Remarks to the Centre for International Finance and Regulation (CIFR) Forum on Perspectives on Financial Markets
By Editors | 20/11/2013
The Reserve Bank of Australia’s Guy Debelle spoke to the Centre for International Finance and Regulation (CIFR) Forum on Perspectives […]
Structural Regulation
SFC Issues OTC Corporate Participant Survey
By Editors | 19/11/2013
The Securities and Futures Commission (SFC) today has issued a survey to corporate participants in the Hong Kong over-the-counter (OTC) […]
Structural Regulation
ESMA Issues Final Draft Regulatory Technical Standards for Non-EU Counterparties
By Editors | 19/11/2013
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by […]
Structural Regulation
Malaysia’s Central Bank Opens Beijing Rep Office
By Editors | 19/11/2013
Bank Negara Malaysia announced the opening of its representative office in Beijing by Dato’ Sri Mustapa Mohamed, Minister of International […]
Trading & Investment
S. Korea Plans Change to Short Selling Regulation
By Editors | 15/11/2013
The South Korean financial regulator the Financial Services Commission (FSC) plans to lift the ban on short selling of financial […]
Structural Regulation
New Zealand Consults on New Licences
By Editors | 15/11/2013
The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. The Financial […]
Structural Regulation
ASIC’s Perspective on Self Managed Super Fund Regulation
By Editors | 08/11/2013
A speech given by John Price, Commissioner of the Australian Securities and Investments Commission (ASIC) to the The Institute of […]
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