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Emerging Prudential Risks
IOSCO Launches First Securities Markets Risk Outlook
By Editors | 17/10/2013
The International Organization of Securities Commissions (IOSCO) has published the IOSCO Securities Markets Risk Outlook for 2013-2014. The report highlights […]
Structural Regulation
China Re-signs MoU with Ukraine
By Editors | 15/10/2013
On December 22, 1997, China Securities Regulatory Commission (CSRC) signed a Memorandum of Understanding (MOU) Regarding Securities and Futures Regulatory […]
Structural Regulation
Regulatory Fragmentation Challenge to Asset Management Industry
By Editors | 10/10/2013
A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]
Clearing & Post-Trade
Australian Banks Begin Reporting OTC Derivatives
By Editors | 04/10/2013
The Depository Trust & Clearing Corporation (DTCC) today announced that five of the major Australian banks active in the over-the-counter […]
Trading & Investment
ASIC Releases Further Guidance on Hedge Fund Disclosure
By Editors | 03/10/2013
ASIC has today refined the definition of a hedge fund to ensure disclosure requirements are appropriately targeted at those funds […]
Clearing & Post-Trade
Regulators from Asia attend meeting at ESMA
By Editors | 03/10/2013
Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]
Clearing & Post-Trade
ESMA Publishes Further Advice to Commision on Non-EU Countries
By Editors | 02/10/2013
The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]
Structural Regulation
ASEAN MoU to Establish Cross-Border Collective Investment Schemes
By Editors | 01/10/2013
The ASEAN Capital Markets Forum (“ACMF”) announced that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the […]
Structural Regulation
CBRC on Banking Regulation in Shanghai FTA
By Editors | 29/09/2013
Recently, the CPC Central Committee and State Council have decided to establish the China (Shanghai) Pilot Free Trade Area (FTA). […]
Structural Regulation
SFC and SEHK Publish Listing Revision on Overseas Companies
By Editors | 27/09/2013
The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK), a wholly-owned subsidiary of Hong […]
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