Markets & Infrastructure

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    Conduct, Culture & Accountability

    HKEX Sanctions Former Orient Securities Director

    By Sanday Chongo Kabange | 14/03/2025

    HKEX said the former director failed to cooperate with an investigation into potential GEM listing rules breaches.

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    Structural Regulation

    Singapore and Vietnam Strengthen Regulatory Cooperation

    By Nithya Subramanian | 14/03/2025

    Regulators will collaborate on capital markets, digital assets, cross-border payment connectivity, and fintech growth.

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    Trading & Investment

    FSS Korea Urges Securities Firms to Support Innovative Companies

    By Mark Johnston | 14/03/2025

    FSS governor said securities firms must be more faithful to their role in driving innovative growth through the supply of venture capital.

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    Liquidity Risk

    MAS Engaging with Chocolate Finance Over Suspended Withdrawals

    By Nithya Subramanian | 14/03/2025

    MAS said it will continue to engage Chocolate Finance to ensure that all customer withdrawals will be met in an “orderly fashion”.

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    Sustainable Finance

    Thailand Unveils ESG Tax Incentives to Stimulate Stock Market

    By Nithya Subramanian | 13/03/2025

    The SET will meanwhile start consultations on a new long-term savings and investment scheme modelled after Japan’s NISA.

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    AI Risk & Governance

    IOSCO Publishes New Consultation Report on Artificial Intelligence

    By Thisanka Siripala | 13/03/2025

    The report identifies five key findings following engagement with IOSCO members and stakeholders and invites further feedback.

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    Emerging Prudential Risks

    Geopolitics Seen as Biggest Driver of Derivatives Market Activity – FIA

    By Thisanka Siripala | 13/03/2025

    FIA President Walt Lukken said economics is taking a back seat to politics in terms of what will drive the derivatives markets.

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    Trading & Investment

    IOSCO Proposes Recommendations to Address “Neo-broker” Risks

    By Manesh Samtani | 13/03/2025

    The recommendations aim to protect retail investors by enhancing the transparency, fairness, and integrity of neo-brokers’ operations.

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    Structural Regulation

    ASIC Commences Work on Regulatory Simplification Reforms

    By Sanday Chongo Kabange | 13/03/2025

    ASIC’s new “Simplification Consultative Group” is developing a discussion paper that will be released around Q3.

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    Trading & Investment

    SGX to Launch Brazilian Real Futures Contracts in Asia

    By Nithya Subramanian | 13/03/2025

    The move will enable global investors in Asia to manage risks with the Brazilian Real during their local time zone.

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