ADVERTISEMENT

Conduct, Culture & Accountability
HKEX Sanctions Former Orient Securities Director
By Sanday Chongo Kabange | 14/03/2025
HKEX said the former director failed to cooperate with an investigation into potential GEM listing rules breaches.

Structural Regulation
Singapore and Vietnam Strengthen Regulatory Cooperation
By Nithya Subramanian | 14/03/2025
Regulators will collaborate on capital markets, digital assets, cross-border payment connectivity, and fintech growth.

Trading & Investment
FSS Korea Urges Securities Firms to Support Innovative Companies
By Mark Johnston | 14/03/2025
FSS governor said securities firms must be more faithful to their role in driving innovative growth through the supply of venture capital.

Liquidity Risk
MAS Engaging with Chocolate Finance Over Suspended Withdrawals
By Nithya Subramanian | 14/03/2025
MAS said it will continue to engage Chocolate Finance to ensure that all customer withdrawals will be met in an “orderly fashion”.

Sustainable Finance
Thailand Unveils ESG Tax Incentives to Stimulate Stock Market
By Nithya Subramanian | 13/03/2025
The SET will meanwhile start consultations on a new long-term savings and investment scheme modelled after Japan’s NISA.

AI Risk & Governance
IOSCO Publishes New Consultation Report on Artificial Intelligence
By Thisanka Siripala | 13/03/2025
The report identifies five key findings following engagement with IOSCO members and stakeholders and invites further feedback.

Emerging Prudential Risks
Geopolitics Seen as Biggest Driver of Derivatives Market Activity – FIA
By Thisanka Siripala | 13/03/2025
FIA President Walt Lukken said economics is taking a back seat to politics in terms of what will drive the derivatives markets.

Trading & Investment
IOSCO Proposes Recommendations to Address “Neo-broker” Risks
By Manesh Samtani | 13/03/2025
The recommendations aim to protect retail investors by enhancing the transparency, fairness, and integrity of neo-brokers’ operations.

Structural Regulation
ASIC Commences Work on Regulatory Simplification Reforms
By Sanday Chongo Kabange | 13/03/2025
ASIC’s new “Simplification Consultative Group” is developing a discussion paper that will be released around Q3.

Trading & Investment
SGX to Launch Brazilian Real Futures Contracts in Asia
By Nithya Subramanian | 13/03/2025
The move will enable global investors in Asia to manage risks with the Brazilian Real during their local time zone.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.