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AI Risk & Governance
NLP for Regulatory Compliance: A Question of When, Not If
By Irene Liu | 27/10/2022
Accenture’s Irene Liu and team discuss the use of NLP technology within compliance functions, as well as the adoption challenges and how to address them.
Trading & Investment
BSE India Launches Trading in Electronic Gold Receipts
By Editors | 27/10/2022
Individual investors as well as commercial participants like importers, banks, refiners, and jewellery manufacturers can participate.
Conduct, Culture & Accountability
HKEX Issues New Guidance Note, Revises Sanctions Statement
By Sanday Chongo Kabange | 27/10/2022
Parties are expected to cooperate with HKEX during its investigations and disciplinary actions, the new Guidance Note on Cooperation says.
CBDCs
BIS Innovation Hub Releases mBridge Report, Sets Out Next Steps
By Editors | 27/10/2022
The mBridge project team will continue working to get to a minimum viable product that can be used by early adopters next year.
Conduct, Culture & Accountability
Australian Court Orders ANZ to Pay A$25m Penalty
By Editors | 27/10/2022
ANZ inadvertently failed to provide promised fee and interest rate discounts to customers due to inadequacies within its systems.
Conduct, Culture & Accountability
ASIC Offers Conduct Guidance to Wholesale Market Participants
By Mark Johnston | 26/10/2022
Fixed income dealers should establish clear prohibitions on the use of unapproved communication channels, ASIC says.
CBDCs
Japan Credit Bureau to Develop CBDC Payments Solution
By Editors | 26/10/2022
JBC, IDEMIA and Soft Space plan to develop a CBDC payment solution and conduct a pilot test with Tokyo merchants.
Trading & Investment
China Regulator Queries Banks About Yuan Declines
By Editors | 26/10/2022
SAFE is surveying banks about sharp yuan declines amid concerns that some market participants may be “maliciously shorting” the currency.
PEPs & Sanctions
RBI Grants First Vostro Approvals to Russian Banks
By Editors | 26/10/2022
Sberbank and VTB Bank have been granted approval to open vostro accounts in India to settle rupee trade transactions.
Trading & Investment
China Expands List of Stocks Eligible for Margin Trading
By Editors | 26/10/2022
The expansion enables investors to use more leverage to buy stocks, which the SSE and SZSE say will enhance market vitality and liquidity.
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