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Conduct, Culture & Accountability
UK Regulator Directs CRAs to Fix Governance Gaps
By Sanday Chongo Kabange | 26/10/2022
Credit rating agencies have until 30 January 2023 to submit action plans to the FCA on how they will rectify governance issues.
Emerging Prudential Risks
China Eases Overseas Borrowing Limit for Corporates, FIs
By Editors | 26/10/2022
The move is intended to increase capital inflows to China and increase dollar liquidity in the country, to help stabilise the yuan.
Structural Regulation
Singapore Launches Code of Conduct for BNPL Providers
By Editors | 26/10/2022
BNPL customers will not be allowed to accumulate more than SGD 2,000 in outstanding payments at any given time.
Trading & Investment
CFTC Re-Grants Certification TAIEX and Mini-TAIEX Futures
By Editors | 26/10/2022
CFTC certification allows US participants to trade TAIEX Futures and Mini-TAIEX Futures through eligible brokers.
Sustainable Finance
Shenzhen, Hainan to Issue New RMB Bonds in Hong Kong
By Editors | 26/10/2022
Hong Kong Financial Secretary Paul Chan said the issuances will increase the breadth and depth of the city’s RMB debt market.
Structural Regulation
CSRC Eases Share Financing Rules for Property-linked Firms
By Editors | 26/10/2022
Certain companies with small real estate business interests are allowed to raise funds through domestic stock sales.
Supervision & Enforcement
US Treasury Issues CFIUS Enforcement and Penalty Guidelines
By Editors | 26/10/2022
The guidelines describe three categories of conduct that may constitute a violation of foreign investment laws and regulations, and how penalties may be imposed.
Structural Regulation
Thai SEC to Improve Efficiency of Private Placements
By Editors | 25/10/2022
The SEC proposes to scrap requirements for firms to seek approval for private placement offerings, provided other investor protections are in place.
Trading & Investment
SEBI Permits Stockbrokers to Place Client Bids on RFQ Platforms
By Editors | 25/10/2022
Stockbrokers will be allowed to place bids on stock exchanges’ RFQ platforms on behalf of clients from 1 January 2023.
Conduct, Culture & Accountability
Bangladesh Bank Directs Banks, NBFIs to Prepare Citizen’s Charters
By Editors | 25/10/2022
Citizen’s charters should be displayed on the websites of banks and NBFIs, as well as in their head offices and every branch.
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