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Structural Regulation
HK AFRC Seeking Fast-track Access to Mainland Audit Papers
By Editors | 25/10/2022
The AFRC is working closely with China’s MOF to explore ways to streamline the process for gaining access to mainland audit documents.
Market Abuse
Nasdaq Halts At Least Four Chinese IPOs – Report
By Editors | 24/10/2022
Nasdaq will reportedly not allow certain IPOs to proceed until it can address concerns about large stock rallies seen by some Chinese issuers.
Structural Regulation
ASIC Seeks Feedback on Asia Region Funds Passport
By Editors | 24/10/2022
ASIC is inviting the managed funds industry to provide feedback on the level of industry interest and preparedness to use the ARFP.
Trading & Investment
Taiwan Restricts Short Selling Based on Daily Triggers
By Editors | 24/10/2022
A short selling ban will apply to all TWSE and TPEx stocks that fall 3.5 percent or more in a day. The FSC will make a daily list of stocks subject to the ban.
Trading & Investment
ASX Sets Out Measures for Handling Future Outages
By Editors | 24/10/2022
ASX will consult on a new automated service that can provide greater certainty about trade and order status, and a new ‘Cancel Only’ session state.
Clearing & Post-Trade
India: ISDA Requests Details on CCIL’s Proposed UMR Services
By Editors | 24/10/2022
ISDA has responded to CCIL proposals to create a margining and collateral service for non-centrally cleared OTC derivatives trades in India.
Conduct, Culture & Accountability
ASIC Offers Recommendations on Improving Auditor Practices
By Editors | 24/10/2022
ASIC conducted a thematic review on root cause analysis practices at the six largest audit firms, ahead of ASQM 1 coming into effect on 15 December 2022.
Trading & Investment
Bangladesh: Slow Start for Govt Bond Trading on Exchanges
By Editors | 24/10/2022
Government bonds can now be traded on Bangladesh’s stock markets, but only very few trades have taken place so far.
Credit Risk
HKMA Issues New Guidance on Investment Product Sales
By Editors | 24/10/2022
The new guidance covers investment product suitability, concentration risk assessments, and the sale of loss-absorption products.
Liquidity Risk
Korea to Buy Up Corporate Debt to Stabilise Markets
By Editors | 24/10/2022
Korea’s government has pledged KRW 50 trillion to buy up corporate debt, defer the return to 100 percent LCR, and supply liquidity to securities firms.
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