Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Conduct, Culture & Accountability

    Malaysia’s Audit Board Urges Firms to Ensure Quality of Monitoring Procedure

    By Editors | 22/05/2014

    Malaysia’s Audit Oversight Board urged audit firms to ensure quality of audit procedures.

    Trading & Investment

    New Zealand Regulator Sees Improving Confidence in Financial Markets

    By Editors | 20/05/2014

    A survey by the Financial Markets Authority has found more people are confident in New Zealand’s financial markets, but half are still unsatisfied with investment material companies give clients.

    Structural Regulation

    India’s Regional Stock Exchanges to Shut Operations as SEBI Deadline Nears

    By Editors | 20/05/2014

    India’s 15 regional stock exchanges (RSEs) are opting to exit the business as the deadline to meet new net worth and trading norms nears.

    Trading & Investment

    China Securities Regulator Eyes 100 IPOs from June through 2014

    By Editors | 19/05/2014

    The China Securities Regulatory Commission (CSRC) is planning about 100 initial public offerings (IPOs) from June to the end of 2014 as the government moves to revamp its IPO rules.

    Trading & Investment

    Indonesia’s Finance Regulator Rolls Back Share Buyback Rule

    By Editors | 19/05/2014

    Indonesia’s Financial Services Authority has rolled back its a policy on share buyback scheme amid improving markets conditions.

    Payments & Settlements

    Taiwan Regulator Okays Draft Bill on Third-Party Payments

    By Editors | 19/05/2014

    Taiwan’s Financial Supervisory Commission has given its go-ahead for non-financial companies to engage in online-to-offline payment services amid growing use of electronic stored-value cards for third-party payments.

    Structural Regulation

    S.Korea Regulator to Push Ahead with KDB Merger, Launches Maritime Financing

    By Editors | 16/05/2014

    As part of capital market reforms, the Financial Services Commission said it will complete state-run Korea Development Bank’s merger with policy lender Korea Finance Corp within the year.

    Structural Regulation

    Myanmar Central Bank Readies New Monetary Policy

    By Editors | 16/05/2014

    Myanmar’s central bank is expected to submit a new monetary policy during parliament’s next session, which begins late this month.

    Trading & Investment

    India’s SEBI Issues Risk Management Norms for Foreign Portfolio Investors

    By Editors | 16/05/2014

    Market regulator Securities and Exchange Board of India (SEBI) came out with a risk management framework for foreign portfolio investors (FPIs) citing margin of trade and position limits for investors in the cash market.

    Structural Regulation

    Vietnam Issues New Circular on Foreign Investment

    By Editors | 15/05/2014

    The State Bank of Vietnam has issued a circular which guides the opening and use of indirect investment capital accounts for foreign investors in the country.

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