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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Conduct, Culture & Accountability
Malaysia’s Audit Board Urges Firms to Ensure Quality of Monitoring Procedure
By Editors | 22/05/2014
Malaysia’s Audit Oversight Board urged audit firms to ensure quality of audit procedures.
Trading & Investment
New Zealand Regulator Sees Improving Confidence in Financial Markets
By Editors | 20/05/2014
A survey by the Financial Markets Authority has found more people are confident in New Zealand’s financial markets, but half are still unsatisfied with investment material companies give clients.
Structural Regulation
India’s Regional Stock Exchanges to Shut Operations as SEBI Deadline Nears
By Editors | 20/05/2014
India’s 15 regional stock exchanges (RSEs) are opting to exit the business as the deadline to meet new net worth and trading norms nears.
Trading & Investment
China Securities Regulator Eyes 100 IPOs from June through 2014
By Editors | 19/05/2014
The China Securities Regulatory Commission (CSRC) is planning about 100 initial public offerings (IPOs) from June to the end of 2014 as the government moves to revamp its IPO rules.
Trading & Investment
Indonesia’s Finance Regulator Rolls Back Share Buyback Rule
By Editors | 19/05/2014
Indonesia’s Financial Services Authority has rolled back its a policy on share buyback scheme amid improving markets conditions.
Payments & Settlements
Taiwan Regulator Okays Draft Bill on Third-Party Payments
By Editors | 19/05/2014
Taiwan’s Financial Supervisory Commission has given its go-ahead for non-financial companies to engage in online-to-offline payment services amid growing use of electronic stored-value cards for third-party payments.
Structural Regulation
S.Korea Regulator to Push Ahead with KDB Merger, Launches Maritime Financing
By Editors | 16/05/2014
As part of capital market reforms, the Financial Services Commission said it will complete state-run Korea Development Bank’s merger with policy lender Korea Finance Corp within the year.
Structural Regulation
Myanmar Central Bank Readies New Monetary Policy
By Editors | 16/05/2014
Myanmar’s central bank is expected to submit a new monetary policy during parliament’s next session, which begins late this month.
Trading & Investment
India’s SEBI Issues Risk Management Norms for Foreign Portfolio Investors
By Editors | 16/05/2014
Market regulator Securities and Exchange Board of India (SEBI) came out with a risk management framework for foreign portfolio investors (FPIs) citing margin of trade and position limits for investors in the cash market.
Structural Regulation
Vietnam Issues New Circular on Foreign Investment
By Editors | 15/05/2014
The State Bank of Vietnam has issued a circular which guides the opening and use of indirect investment capital accounts for foreign investors in the country.
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