ADVERTISEMENT
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
SFC Issues OTC Corporate Participant Survey
By Editors | 19/11/2013
The Securities and Futures Commission (SFC) today has issued a survey to corporate participants in the Hong Kong over-the-counter (OTC) […]
Structural Regulation
ESMA Issues Final Draft Regulatory Technical Standards for Non-EU Counterparties
By Editors | 19/11/2013
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by […]
Structural Regulation
Malaysia’s Central Bank Opens Beijing Rep Office
By Editors | 19/11/2013
Bank Negara Malaysia announced the opening of its representative office in Beijing by Dato’ Sri Mustapa Mohamed, Minister of International […]
Trading & Investment
S. Korea Plans Change to Short Selling Regulation
By Editors | 15/11/2013
The South Korean financial regulator the Financial Services Commission (FSC) plans to lift the ban on short selling of financial […]
Structural Regulation
New Zealand Consults on New Licences
By Editors | 15/11/2013
The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. The Financial […]
Structural Regulation
ASIC’s Perspective on Self Managed Super Fund Regulation
By Editors | 08/11/2013
A speech given by John Price, Commissioner of the Australian Securities and Investments Commission (ASIC) to the The Institute of […]
Structural Regulation
RBI Eases Rules for Foreign Banks
By Editors | 08/11/2013
The Reserve Bank of India (RBI) has given the green-light to Foreign Banks to expand their presence in the country. […]
Clearing & Post-Trade
MAS Approve DTCC Trade Depository in Singapore
By Editors | 06/11/2013
The Depository Trust & Clearing Corporation (DTCC) has announced it has received approval from the Monetary Authority of Singapore (MAS) […]
Clearing & Post-Trade
ESMA Publishes APAC CCPs Request for Recognition
By Editors | 06/11/2013
ESMA published November 5th a list of central counterparties (CCP) established in non-EEA countries which have applied for recognition under […]
Structural Regulation
IFSB-IOSCO-SC Collaborate on Disclosure Requirements for Islamic Capital Market Products
By Editors | 04/11/2013
The Islamic Financial Services Board (IFSB), the International Organization of Securities Commissions (IOSCO) and the Securities Commission Malaysia (SC) have […]
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.