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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Clearing & Post-Trade
SFC issues guidelines on CPSS-IOSCO Principles for financial market infrastructures
By Editors | 09/08/2013
(Hong Kong) The Securities and Futures Commission (SFC) today issued a set of guidelines for recognized clearing houses concerning the […]
Trading & Investment
Hong Kong companies urged to ensure Islamic bond compliance
By Editors | 09/08/2013
With Islamic finance finally taking root in Hong Kong, compliance and legal staff at the territory’s financial institutions offering sukuk, or Islamic bonds, must ensure that their structures conform to the law, said a local lawyer. Doing so was essential, he said, to obtaining preferential tax treatment.
Structural Regulation
Japan Agreement with Luxembourg on Audit Oversight
By Editors | 09/08/2013
The Financial Services Agency (FSA) and Certified Public Accountants and Auditing Oversight Board (CPAAOB) exchanged the Letter on cooperation in […]
Trading & Investment
Industry Speaks About Regulation in Asia
By Editors | 09/08/2013
Fidessa group plc (LSE: FDSA) has today announced the publication of its latest discussion paper, Harmony or Discord?, which looks […]
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