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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Trading & Investment
Korean Regulator Reviews Foreign Brokerages’ Derivatives Sales
By Editors | 10/09/2013
South Korea’s regulatory watchdog the Financial Supervisory Service is reviewing derivatives sales at three foreign brokerages for compliance with the […]
Structural Regulation
HKMA & SFC Publish OTC Consulation Conclusions
By Editors | 09/09/2013
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) jointly published today their conclusions on a […]
Structural Regulation
Regional Regulators Bolster Cross-Border Cooperation in Market Surveillance
By Editors | 06/09/2013
Regulators from the Asia-Pacific region came together to bolster cross-border cooperation in market surveillance at the ‘Market Integrity Forum’ and […]
Clearing & Post-Trade
ESMA Advises Commission on Non-EU Derivatives Rules
By Editors | 03/09/2013
The European Securities and Market Authority (ESMA) has published its advice to the European Commission on the equivalence of the […]
Clearing & Post-Trade
EMIR – Asian Countries Equivalence Reports
By Editors | 01/09/2013
ESMA has published its advice to the European Commission on the equivalence of the regulatory regimes for OTC derivatives clearing, […]
Trading & Investment
ASX Releases Consultation on Crossing Rules
By Editors | 30/08/2013
On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]
Structural Regulation
Strengthening Cooperation between the HKMA and Bank Negara Malaysia
By Editors | 30/08/2013
The Hong Kong Monetary Authority (HKMA) and Bank Negara Malaysia (BNM) held a bilateral meeting today (Wednesday) in Kuala Lumpur […]
Structural Regulation
Japanese FSA Signs Cooperation with National Bank of Slovakia
By Editors | 23/08/2013
On August 22, the Japanese Financial Services Agency (FSA) signed a Memorandum of Cooperation with the National Bank of Slovakia […]
Structural Regulation
SFC Quarterly Update Apr-June 2013
By Editors | 20/08/2013
The Securities and Futures Commission (SFC) releases its Quarterly Report today. Key regulatory developments include: Working with The Stock Exchange […]
Trading & Investment
ASIC makes rules on dark liquidity, high-frequency trading
By Editors | 12/08/2013
ASIC has released its market integrity rules on dark liquidity and high-frequency trading. ASIC has also released guidance on the […]
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