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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Clearing & Post-Trade
Regulators from Asia attend meeting at ESMA
By Editors | 03/10/2013
Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]
Clearing & Post-Trade
ESMA Publishes Further Advice to Commision on Non-EU Countries
By Editors | 02/10/2013
The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]
Structural Regulation
ASEAN MoU to Establish Cross-Border Collective Investment Schemes
By Editors | 01/10/2013
The ASEAN Capital Markets Forum (“ACMF”) announced that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the […]
Structural Regulation
CBRC on Banking Regulation in Shanghai FTA
By Editors | 29/09/2013
Recently, the CPC Central Committee and State Council have decided to establish the China (Shanghai) Pilot Free Trade Area (FTA). […]
Structural Regulation
SFC and SEHK Publish Listing Revision on Overseas Companies
By Editors | 27/09/2013
The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK), a wholly-owned subsidiary of Hong […]
Structural Regulation
A New Approach by Sponsors of Hong Kong IPOs
By Editors | 27/09/2013
Prospective listing candidates and their sponsors will face further scrutiny and more stringent guidelines when looking to IPO on the […]
Emerging Prudential Risks
Deputy Governor Hu Xiaolian Speech on Improving Regulatory Coordination
By Editors | 24/09/2013
Outlined below is a speech Deputy Governor Hu Xiaolian of the People’s Bank of China gave at the Second Financial […]
Structural Regulation
SFC Signs AIFMD MoU with European Authorities
By Editors | 17/09/2013
The Securities and Futures Commission has entered into memoranda of understanding concerning consultation, cooperation and the exchange of information related […]
Structural Regulation
New Zealand: Regulatory Reporting Guide Consultation Underway
By Editors | 16/09/2013
Regulatory reporting is changing for Authorised Financial Advisers (AFAs). FMA has opened a consultation paper on the proposed Regulatory Reporting […]
Trading & Investment
Value Partners Receive RQFII Approval
By Editors | 12/09/2013
The China Securities Regulation Commission (CRSC) has approved Value Partners as a Renminbi Qualified Foreign Institutional Investor (RQFII). With this […]
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