Structural Regulation

Structural Regulation

S.Korea Regulator Faces Break-up Calls

By Samuel Riding | 23/02/2017

Opposition party proposes to remove FSC’s policymaking authority.

Structural Regulation

SEBI Consults on Market Infrastructure Governance

By Samuel Riding | 23/02/2017

Regulator calls for recommendations on exchange, depository, clearing corporation rules.

Trading & Investment

India MFs Must Offer Divestment Before Derivatives

By Samuel Riding | 23/02/2017

Funds no longer need to obtain positive consent for shift in investment strategy.

Structural Regulation

Myanmar to Open Trade Financing to Foreign Banks

By Samuel Riding | 22/02/2017

Overseas banks will not be allowed to offer any other type of service.

Structural Regulation

Bangladesh Revises Financial Firm Ownership Rules

By Samuel Riding | 22/02/2017

New law to limit directorships; central bank could also tighten NBFI investment rules.

Structural Regulation

AxiomSL Makes Senior Appointment in Australia

By Samuel Riding | 21/02/2017

AxiomSL appointed Andrew Wood as the company’s Country Manager for Australia. Wood will be based in Sydney and his appointment […]

Conduct, Culture & Accountability

Japan Regulator Issues ‘Culture’ Recommendations

By Samuel Riding | 21/02/2017

Seven ‘principles’ designed to ensure financial business operators focus on customer needs.

Supervision & Enforcement

CSRC to Expand Supervision

By Samuel Riding | 20/02/2017

Chinese securities regulator is seeking ‘judicial interpretations of supervisory policies’.

Trading & Investment

Pakistan Regulator Forming New Derivatives Regime

By Samuel Riding | 20/02/2017

SECP is reviewing product structures, regime for cash-settled derivatives, circuit breaker.