Structural Regulation

Structural Regulation

India to Allow Integrated Commodity, Equity Broking

By Samuel Riding | 16/02/2017

Integration of exchanges to follow, allowing single-platform trading of commodities, equities and currencies.

Conduct, Culture & Accountability

NZ Regulator Eyes Governance, Culture

By Samuel Riding | 15/02/2017

Financial Markets Authority sets out seven priorities for the coming year.

Structural Regulation

Korea to Investigate NBFC Shareholder Qualifications

By Samuel Riding | 15/02/2017

Investigation likely to cover owners of conglomerates including Samsung and Hyndai.

Supervision & Enforcement

Pakistan Exchange Suspends Chief Regulatory Officer

By Samuel Riding | 15/02/2017

PSX has received 485 claims against defaulting brokerage MR Securities.

Structural Regulation

HKEX Appoints Group General Counsel

By Samuel Riding | 14/02/2017

Ferheen Mahomed will serve as legal department head, monitor LME, LME Clear.

Structural Regulation

Snapchat – A New Low in Corporate Governance

By Peter Guy | 13/02/2017

IPO heralds pernicious introduction of arbitrage of listing rules, corporate governance.

Trading & Investment

Taiwan Enhances Securities Lending Framework

By Samuel Riding | 13/02/2017

New rules aim to improve borrowing and lending operations in the equity market.

Trading & Investment

Korea Confirms Tougher Short Selling Rules

By Samuel Riding | 13/02/2017

New rules aim to prevent information imbalance, enhance market transparency and effectiveness of penalties.

Trading & Investment

SEBI Eyes Commodity Market Reform

By Samuel Riding | 13/02/2017

Regulator to consider institutional investor participation; integrate spot, derivatives markets.