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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
Hong Kong Turf War Heats Up
By Peter Guy | 22/08/2016
SFC, HKEX consultation reveals fundamental conflict between legal enforcement and listing approval.
Market Data & Technology
CPMI-IOSCO Issue 2nd Consultative Report on UPI Harmonisation
By Samuel Riding | 19/08/2016
CPMI (the Committee on Payments and Market Infrastructures) and IOSCO (the International Organization of Securities Commissions) published for public comment […]
Trading & Investment
HKEX to Introduce Volatility Control Mechanism on 22 August
By Samuel Riding | 19/08/2016
System aims to prevent extreme volatility from trading errors, other incidents.
Alternative Markets
SEBI Orders AIFs to Establish Dispute Mechanisms
By Samuel Riding | 19/08/2016
Regulator has already instigated platform allowing investors to lodge complaints.
Structural Regulation
Philippines Removes ‘NBQB’ Loan Registration Requirements
By Samuel Riding | 19/08/2016
Rule making it easier for non-banks with quasi-banking functions to borrow offshore takes effect on 15 September.
Trading & Investment
Balding Bearish on Shenzhen-Hong Kong Stock Connect
By Samuel Riding | 18/08/2016
Renowned commentator Christopher Balding reacts to confirmation of second cross-border trading link.
Trading & Investment
Indonesia Revamps Money Market Rules
By Samuel Riding | 17/08/2016
New regulation refines guidelines for instruments, participants and rates with the aim of prompting more transactions
Trading & Investment
India Exempts Masala Bonds from Companies Act Rules
By Samuel Riding | 17/08/2016
Exemptions cover provisions on investor allocations and prospectuses.
Trading & Investment
SEBI Commences Delisting Drive
By Samuel Riding | 17/08/2016
Companies and directors of some delisted companies to be banned from securities market for 10 years.
Structural Regulation
SFC Issues April-June Report
By Samuel Riding | 16/08/2016
Listing application vetting, registered entities hit record highs.
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