Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Structural Regulation

    Hong Kong Turf War Heats Up

    By Peter Guy | 22/08/2016

    SFC, HKEX consultation reveals fundamental conflict between legal enforcement and listing approval.

    Market Data & Technology

    CPMI-IOSCO Issue 2nd Consultative Report on UPI Harmonisation

    By Samuel Riding | 19/08/2016

    CPMI (the Committee on Payments and Market Infrastructures) and IOSCO (the International Organization of Securities Commissions) published for public comment […]

    Trading & Investment

    HKEX to Introduce Volatility Control Mechanism on 22 August

    By Samuel Riding | 19/08/2016

    System aims to prevent extreme volatility from trading errors, other incidents.

    Alternative Markets

    SEBI Orders AIFs to Establish Dispute Mechanisms

    By Samuel Riding | 19/08/2016

    Regulator has already instigated platform allowing investors to lodge complaints.

    Structural Regulation

    Philippines Removes ‘NBQB’ Loan Registration Requirements

    By Samuel Riding | 19/08/2016

    Rule making it easier for non-banks with quasi-banking functions to borrow offshore takes effect on 15 September.

    Trading & Investment

    Balding Bearish on Shenzhen-Hong Kong Stock Connect

    By Samuel Riding | 18/08/2016

    Renowned commentator Christopher Balding reacts to confirmation of second cross-border trading link.

    Trading & Investment

    Indonesia Revamps Money Market Rules

    By Samuel Riding | 17/08/2016

    New regulation refines guidelines for instruments, participants and rates with the aim of prompting more transactions

    Trading & Investment

    India Exempts Masala Bonds from Companies Act Rules

    By Samuel Riding | 17/08/2016

    Exemptions cover provisions on investor allocations and prospectuses.

    Trading & Investment

    SEBI Commences Delisting Drive

    By Samuel Riding | 17/08/2016

    Companies and directors of some delisted companies to be banned from securities market for 10 years.

    Structural Regulation

    SFC Issues April-June Report

    By Samuel Riding | 16/08/2016

    Listing application vetting, registered entities hit record highs.

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