Structural Regulation

Clearing & Post-Trade

India Tightens Collateral Rules

By Samuel Riding | 18/07/2016

Stock exchange clearing members barred from using their own fixed deposit receipts as collateral.

Supervision & Enforcement

China, Abu Dhabi to Cooperate on Financial Regulation

By Samuel Riding | 18/07/2016

MoU covers cross-border activities and enhanced regulatory collaboration.

Trading & Investment

LSE-SHSE Link Study Making ‘Good Progress’ – CSRC

By Samuel Riding | 15/07/2016

London exchange chief says Brexit vote has created uncertainty but has limited overall impact.

Clearing & Post-Trade

HK Issues OTC Clearing Revisions

By Samuel Riding | 15/07/2016

HKMA and SFC consultation conclusions add further proposed revisions.

Trading & Investment

ASIC Issues IPO Due Diligence Report

By Samuel Riding | 15/07/2016

Poor due diligence correlates with defective prospectus disclosures, study finds.

Structural Regulation

ASIC Consults on Market, Securities Class Orders

By Samuel Riding | 14/07/2016

Regulator proposes to remake nine instruments, vary or repeal three.

Trading & Investment

Indonesia to Allow Banks to Offer ‘Call Spreads’

By Samuel Riding | 14/07/2016

Largest banks can issue the complex structured products to corporate customers for specific transactions

Structural Regulation

SEBI Sets Out InvIT Valuation Rules

By Samuel Riding | 13/07/2016

Regulator proposes mandatory disclosures, combination of domestic and international accounting standards.

Trading & Investment

Foreign Securities Firms Can Invest in A-shares – CSRC

By Samuel Riding | 13/07/2016

Securities regulator confirms wholly-owned and JV enterprises can register as private securities firms.