Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Cloud & Infrastructure

    S.Korea, UK Establish Fintech Bridge

    By Samuel Riding | 26/07/2016

    Partnership to enable information sharing between FCA and Korea’s FSC on fintech regulation.

    Clearing & Post-Trade

    ISDA Publishes Hong Kong Clearing Classification Letter

    By Samuel Riding | 25/07/2016

    LONDON, July 25, 2016 – The International Swaps and Derivatives Association, Inc. (ISDA) has published a new clearing classification letter […]

    Structural Regulation

    Malaysia Revamps Unit Trust Rules

    By Samuel Riding | 25/07/2016

    Amended guidelines said to enable issuers to bring more product offerings.

    Structural Regulation

    Additional SFC Powers Said to Impede Market Growth

    By Samuel Riding | 25/07/2016

    Chamber of Hong Kong Listed Companies says reform will threaten market development.

    Market Data & Technology

    SEBI to Monitor Market via Social Media

    By Samuel Riding | 21/07/2016

    Securities regulator seeking bids from web crawling, data extraction and information management firms.

    Structural Regulation

    Malaysia to Enhance CIS Framework

    By Samuel Riding | 21/07/2016

    Securities Commission also proposes new rules on unit trusts expected to shorten time to market.

    Structural Regulation

    CSRC Tightens Leverage Rules for Structured Product Purchases

    By Samuel Riding | 21/07/2016

    New rules lower limits for investor borrowing to buy products managed by brokers, asset managers.

    Capital Adequacy

    Brexit May Turn European Banks to Asia

    By Samuel Riding | 20/07/2016

    Asia’s vigour could bring new life to moribund Europeans; latter’s savvy with riskier products has its own attractions.

    Structural Regulation

    SEBI to Relax REIT Norms

    By Samuel Riding | 20/07/2016

    Proposed amendments to regulation will allow more holding structure parties to participate.

    Trading & Investment

    SFC Said Surveying Brokerages on Dark Pool Compliance

    By Samuel Riding | 19/07/2016

    Dark pools comprised about 1.6% of Hong Kong securities market turnover last month.

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