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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Cloud & Infrastructure
S.Korea, UK Establish Fintech Bridge
By Samuel Riding | 26/07/2016
Partnership to enable information sharing between FCA and Korea’s FSC on fintech regulation.
Clearing & Post-Trade
ISDA Publishes Hong Kong Clearing Classification Letter
By Samuel Riding | 25/07/2016
LONDON, July 25, 2016 – The International Swaps and Derivatives Association, Inc. (ISDA) has published a new clearing classification letter […]
Structural Regulation
Malaysia Revamps Unit Trust Rules
By Samuel Riding | 25/07/2016
Amended guidelines said to enable issuers to bring more product offerings.
Structural Regulation
Additional SFC Powers Said to Impede Market Growth
By Samuel Riding | 25/07/2016
Chamber of Hong Kong Listed Companies says reform will threaten market development.
Market Data & Technology
SEBI to Monitor Market via Social Media
By Samuel Riding | 21/07/2016
Securities regulator seeking bids from web crawling, data extraction and information management firms.
Structural Regulation
Malaysia to Enhance CIS Framework
By Samuel Riding | 21/07/2016
Securities Commission also proposes new rules on unit trusts expected to shorten time to market.
Structural Regulation
CSRC Tightens Leverage Rules for Structured Product Purchases
By Samuel Riding | 21/07/2016
New rules lower limits for investor borrowing to buy products managed by brokers, asset managers.
Capital Adequacy
Brexit May Turn European Banks to Asia
By Samuel Riding | 20/07/2016
Asia’s vigour could bring new life to moribund Europeans; latter’s savvy with riskier products has its own attractions.
Structural Regulation
SEBI to Relax REIT Norms
By Samuel Riding | 20/07/2016
Proposed amendments to regulation will allow more holding structure parties to participate.
Trading & Investment
SFC Said Surveying Brokerages on Dark Pool Compliance
By Samuel Riding | 19/07/2016
Dark pools comprised about 1.6% of Hong Kong securities market turnover last month.
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