Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    JPX, TOCOM Initiate Discussions to Consolidate Operations

    By Editors | 25/10/2018

    Discussions aimed at creating an integrated exchange offering both securities and commodities to boost competitiveness and attract global participants.

    Trading & Investment

    Bond Connect Credited for Rapid Growth of China ABS Market

    By Manesh Samtani | 25/10/2018

    China’s onshore ABS market has been growing rapidly since the launch of Bond Connect last year, according to panellists at IMN’s Asian Structured Credit Summit.

    Trading & Investment

    Market Needs to Do More to Prepare for End of LIBOR – ASIC, RBA

    By Garima Chitkara | 24/10/2018

    Participants need to be clear that the LIBOR will end after 2021 and prepare to deal with the challenges this presents, Australian regulators said at the ISDA Annual Australia Conference.

    AI Risk & Governance

    Fintech Must be Governed Under Existing Legal Frameworks – HKEX

    By Manesh Samtani | 24/10/2018

    Financial services offered in either a test or real environment should be governed by the same legal framework, says HKEX in a new report.

    Trading & Investment

    China Formalises Measures to Support Markets, Private Enterprises

    By Manesh Samtani | 23/10/2018

    The measures include more funding to support bank lending to small firms and a broker-led fund to support listed companies facing forced liquidation of pledged shares, among others.

    Trading & Investment

    HKEX Launches Commodity Exchange in Shenzhen

    By Editors | 22/10/2018

    The Qianhai Mercantile Exchange, controlled by HKEX, unexpectedly began spot trading in alumina on Friday, according to a Reuters report.

    Trading & Investment

    HSBC Mulls Shanghai Listing through Stock Connect

    By Garima Chitkara | 19/10/2018

    HSBC could become the first foreign firm to list on the Shanghai Stock Exchange through a new Stock Connect link with London, slated to go live at the end of the year.

    Trading & Investment

    Chi-X Australia, Deutsche Announce New TraCR Issuances

    By Editors | 19/10/2018

    Microsoft, JP Morgan, Disney and Facebook will join Apple in becoming Transferable Custody Receipts listed on Chi-X Australia, with more issuances to follow.

    Trading & Investment

    Japanese Brokers to Seek TSE Compensation for Trading Glitch

    By Manesh Samtani | 19/10/2018

    Up to 40 brokerages face billions of yen in potential losses on over 100,000 retroactive trades they are duty-bound to make after trading was halted last week due to a connection failure.

    Conduct, Culture & Accountability

    FSS Unveils Measures to Boost Internal Controls, Compliance Staff at FIs

    By Editors | 18/10/2018

    The measures, though not yet finalised, follow recent concerns about stock trading systems at financial institutions in South Korea.

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