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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
JPX, TOCOM Initiate Discussions to Consolidate Operations
By Editors | 25/10/2018
Discussions aimed at creating an integrated exchange offering both securities and commodities to boost competitiveness and attract global participants.
Trading & Investment
Bond Connect Credited for Rapid Growth of China ABS Market
By Manesh Samtani | 25/10/2018
China’s onshore ABS market has been growing rapidly since the launch of Bond Connect last year, according to panellists at IMN’s Asian Structured Credit Summit.
Trading & Investment
Market Needs to Do More to Prepare for End of LIBOR – ASIC, RBA
By Garima Chitkara | 24/10/2018
Participants need to be clear that the LIBOR will end after 2021 and prepare to deal with the challenges this presents, Australian regulators said at the ISDA Annual Australia Conference.
AI Risk & Governance
Fintech Must be Governed Under Existing Legal Frameworks – HKEX
By Manesh Samtani | 24/10/2018
Financial services offered in either a test or real environment should be governed by the same legal framework, says HKEX in a new report.
Trading & Investment
China Formalises Measures to Support Markets, Private Enterprises
By Manesh Samtani | 23/10/2018
The measures include more funding to support bank lending to small firms and a broker-led fund to support listed companies facing forced liquidation of pledged shares, among others.
Trading & Investment
HKEX Launches Commodity Exchange in Shenzhen
By Editors | 22/10/2018
The Qianhai Mercantile Exchange, controlled by HKEX, unexpectedly began spot trading in alumina on Friday, according to a Reuters report.
Trading & Investment
HSBC Mulls Shanghai Listing through Stock Connect
By Garima Chitkara | 19/10/2018
HSBC could become the first foreign firm to list on the Shanghai Stock Exchange through a new Stock Connect link with London, slated to go live at the end of the year.
Trading & Investment
Chi-X Australia, Deutsche Announce New TraCR Issuances
By Editors | 19/10/2018
Microsoft, JP Morgan, Disney and Facebook will join Apple in becoming Transferable Custody Receipts listed on Chi-X Australia, with more issuances to follow.
Trading & Investment
Japanese Brokers to Seek TSE Compensation for Trading Glitch
By Manesh Samtani | 19/10/2018
Up to 40 brokerages face billions of yen in potential losses on over 100,000 retroactive trades they are duty-bound to make after trading was halted last week due to a connection failure.
Conduct, Culture & Accountability
FSS Unveils Measures to Boost Internal Controls, Compliance Staff at FIs
By Editors | 18/10/2018
The measures, though not yet finalised, follow recent concerns about stock trading systems at financial institutions in South Korea.
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