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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
AI Risk & Governance
Indian Exchange Eyes Machine Learning, AI to Combat HFT Risks – Report
By Editors | 28/03/2018
Managing director and CEO of National Stock Exchange tells Livemint new technology is needed to meet traders’ increasing sophistication.
Trading & Investment
China Launches Crude Oil Futures
By Manesh Samtani | 27/03/2018
Foreign investors allowed to participate in China’s futures market for the first time; foreign currencies to be used for margin deposits to facilitate foreign participation.
Trading & Investment
Malaysia Set to License its First Robo-advisory
By Garima Chitkara | 22/03/2018
Securities Commission 2017 annual report reveals eligibility and application requirements for digital investment management; first robot-advisory license to be granted in 2018.
Structural Regulation
S.Korea Proposes Asset Manager Remuneration Disclosures
By Garima Chitkara | 22/03/2018
FSC to amend financial services legislation to enhance investor protection by requiring funds to release manager compensation; new rules for easing fund compliance and encouraging crowdfunding also proposed.
Structural Regulation
China to Allow Offshore Listed Firms to Issue Depository Receipts
By Editors | 20/03/2018
Move aimed at attracting back to the mainland China’s overseas-listed tech giants Alibaba, Tencent, Baidu.
Trading & Investment
UPDATED – India Securities Regulator Mulls Changes to Algorithmic Trading Framework
By Garima Chitkara | 18/03/2018
SEBI is considering imposing a congestion charge for high volume trading to address concerns on unfair market access to India’s exchange trading systems.
Cloud & Infrastructure
Malaysia Establishes Working Group to Digitise Brokerage Industry
By Garima Chitkara | 18/03/2018
The BRIDGe working group will work to enhance operational efficiencies and service standards, promote innovation and reduce brokerage costs.
Structural Regulation
China Issues Consultation on Foreign Control of Securities Firms
By Samuel Riding | 12/03/2018
Foreign financial institutions would be able to own 51% of a mainland securities firm, with all ownership restrictions to be removed in three years’ time.
Trading & Investment
Who’s Picking up the MiFID II Bill?
By Peter Guy | 12/03/2018
MiFID II’s rollout into the middle of a market reversal and complaints about asset manager fees couldn’t have come at a worse time.
Trading & Investment
Vietnam Announces Risk Hedging Rules for Warrant Issuers
By Editors | 09/03/2018
Hi Chi Minh Stock Exchange to launch covered warrants in late March; issuers required to hold adequate underlying securities and submit daily reports to the exchange.
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