Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    AI Risk & Governance

    Indian Exchange Eyes Machine Learning, AI to Combat HFT Risks – Report

    By Editors | 28/03/2018

    Managing director and CEO of National Stock Exchange tells Livemint new technology is needed to meet traders’ increasing sophistication.

    Trading & Investment

    China Launches Crude Oil Futures

    By Manesh Samtani | 27/03/2018

    Foreign investors allowed to participate in China’s futures market for the first time; foreign currencies to be used for margin deposits to facilitate foreign participation.

    Trading & Investment

    Malaysia Set to License its First Robo-advisory

    By Garima Chitkara | 22/03/2018

    Securities Commission 2017 annual report reveals eligibility and application requirements for digital investment management; first robot-advisory license to be granted in 2018.

    Structural Regulation

    S.Korea Proposes Asset Manager Remuneration Disclosures

    By Garima Chitkara | 22/03/2018

    FSC to amend financial services legislation to enhance investor protection by requiring funds to release manager compensation; new rules for easing fund compliance and encouraging crowdfunding also proposed.

    Structural Regulation

    China to Allow Offshore Listed Firms to Issue Depository Receipts

    By Editors | 20/03/2018

    Move aimed at attracting back to the mainland China’s overseas-listed tech giants Alibaba, Tencent, Baidu.

    Trading & Investment

    UPDATED – India Securities Regulator Mulls Changes to Algorithmic Trading Framework

    By Garima Chitkara | 18/03/2018

    SEBI is considering imposing a congestion charge for high volume trading to address concerns on unfair market access to India’s exchange trading systems.

    Cloud & Infrastructure

    Malaysia Establishes Working Group to Digitise Brokerage Industry

    By Garima Chitkara | 18/03/2018

    The BRIDGe working group will work to enhance operational efficiencies and service standards, promote innovation and reduce brokerage costs.

    Structural Regulation

    China Issues Consultation on Foreign Control of Securities Firms

    By Samuel Riding | 12/03/2018

    Foreign financial institutions would be able to own 51% of a mainland securities firm, with all ownership restrictions to be removed in three years’ time.

    Trading & Investment

    Who’s Picking up the MiFID II Bill?

    By Peter Guy | 12/03/2018

    MiFID II’s rollout into the middle of a market reversal and complaints about asset manager fees couldn’t have come at a worse time.

    Trading & Investment

    Vietnam Announces Risk Hedging Rules for Warrant Issuers

    By Editors | 09/03/2018

    Hi Chi Minh Stock Exchange to launch covered warrants in late March; issuers required to hold adequate underlying securities and submit daily reports to the exchange.

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